Common Contracts
12 similar Underwriting Agreement contracts by Sprott Physical Gold Trust, Sprott Physical Silver Trust, Sprott Physical Platinum & Palladium Trust
12,300,000 Units SPROTT PHYSICAL SILVER TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • April 11th, 2016 • Sprott Physical Silver Trust • Commodity contracts brokers & dealers • New York
Sprott Physical Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 12,300,000 units of the Trust (the “Firm Units”).
·] Units SPROTT PHYSICAL PLATINUM AND PALLADIUM TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • November 30th, 2012 • Sprott Physical Platinum & Palladium Trust • Commodity contracts brokers & dealers • New York
This communication shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall there be any sale of the securities in any state in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state.
20,500,000 Units SPROTT PHYSICAL SILVER TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • November 13th, 2012 • Sprott Physical Silver Trust • Commodity contracts brokers & dealers • New York
Sprott Physical Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 20,500,000 units of the Trust (the “Firm Units”).
23,000,000 Units SPROTT PHYSICAL GOLD TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • September 10th, 2012 • Sprott Physical Gold Trust • Commodity contracts brokers & dealers • New York
Sprott Physical Gold Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 23,000,000 units of the Trust (the “Firm Units”).
18,100,000 Units SPROTT PHYSICAL SILVER TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • July 13th, 2012 • Sprott Physical Silver Trust • Commodity contracts brokers & dealers • New York
Sprott Physical Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 18,100,000 units of the Trust (the “Firm Units”).
20,000,000 Units SPROTT PHYSICAL GOLD TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2012 • Sprott Physical Gold Trust • Commodity contracts brokers & dealers • New York
Sprott Physical Gold Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 20,000,000 units of the Trust (the “Firm Units”).
23,000,000 Units SPROTT PHYSICAL SILVER TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • January 18th, 2012 • Sprott Physical Silver Trust • Commodity contracts brokers & dealers • New York
Sprott Physical Silver Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 23,000,000 units of the Trust (the “Firm Units”).
24,821,000 Units SPROTT PHYSICAL GOLD TRUST UNITS UNDERWRITING AND AGENCY AGREEMENTUnderwriting Agreement • April 6th, 2011 • Sprott Physical Gold Trust • Gold and silver ores • New York
Sprott Physical Gold Trust, a trust formed and organized under the laws of the Province of Ontario (the “Trust”) and managed by Sprott Asset Management LP, a limited partnership organized under the laws of the Province of Ontario (the “Manager”), proposes to issue and sell (i) to the several Underwriters named in Schedule I-A hereto (the “Underwriters”), an aggregate of 15,650,000 units of the Trust (the “Firm Units”), and (ii) an aggregate of 9,171,000 units of the Trust (the “Direct Units”) to certain institutional investors pursuant to one or more subscription agreements (the “Subscription Agreements”). The Agents named in Schedule I-B hereto (the “Agents”), acting severally, will act as the Trust’s exclusive agents in connection with the sale of the Direct Units.
·] Units SPROTT PHYSICAL SILVER TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • October 18th, 2010 • Sprott Physical Silver Trust • Gold and silver ores • New York
This communication shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall there be any sale of the securities in any state in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state.
·] Units SPROTT PHYSICAL GOLD TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • September 16th, 2010 • Sprott Physical Gold Trust • Gold and silver ores • New York
This communication shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall there be any sale of the securities in any state in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state.
·] Units SPROTT PHYSICAL GOLD TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • May 25th, 2010 • Sprott Physical Gold Trust • Gold and silver ores • New York
The issuer has filed a registration statement (including a prospectus) with the Securities and Exchange Commission (the “SEC”) for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents that the issuer has filed with the SEC for more complete information about the issuer and this offering. You may obtain these documents for free by visiting EDGAR on the SEC website at www.sec.gov. Alternatively, the prospectus may be obtained by contacting Morgan Stanley & Co. Incorporated, 180 Varick Street, 2nd Floor, New York, New York 10014. Attention: Prospectus Department or by e-mailing prospectus@morganstanley.com, or RBC Capital Markets corporation, Attention: Prospectus Department, Three World Financial Center, 200 Vesey Street, 8th floor, New York, New York 10281-8098 (telephone: (212-428-6670, fax: 212-428-6260).
75,000,000 Units SPROTT PHYSICAL GOLD TRUST UNITS UNDERWRITING AGREEMENTUnderwriting Agreement • February 22nd, 2010 • Sprott Physical Gold Trust • Gold and silver ores • New York
