• Shares The Sportsman’s Guide, Inc. Common Stock ($0.01 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • May 12th, 2005 • Sportsmans Guide Inc • Retail-catalog & mail-order houses • New York
Contract Type FiledMay 12th, 2005 Company Industry JurisdictionRBC Capital Markets Corporation Roth Capital Partners, LLC As the Representatives of the several underwriters named in Schedule I hereto c/o RBC Capital Markets One Liberty Plaza, 165 Broadway New York, NY 10006-1404
4,000,000 Shares PINNACLE ENTERTAINMENT, INC. Common Stock ($0.10 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • December 20th, 2004 • Pinnacle Entertainment Inc • Services-miscellaneous amusement & recreation • New York
Contract Type FiledDecember 20th, 2004 Company Industry JurisdictionPinnacle Entertainment, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Lehman Brothers Inc. and Deutsche Bank Securities Inc. are acting as the representatives (“you” or the “Representatives”), an aggregate of 4,000,000 shares (the “Firm Shares”) of the Company’s Common Stock, par value $0.10 per share (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 600,000 additional shares (the “Option Shares”) of the Company’s Common Stock as set forth below.
7,000,000 Shares InPhonic, Inc. Common Stock ($.01 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • November 1st, 2004 • Inphonic Inc • Communications services, nec • New York
Contract Type FiledNovember 1st, 2004 Company Industry JurisdictionInPhonic, Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company (the “Selling Stockholders”) propose to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of 7,000,000 shares of the Company’s Common Stock, $0.01 par value (the “Firm Shares”), of which 6,000,000 shares will be sold by the Company and 1,000,000 shares will be sold by the Selling Stockholders. The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto, and the respective amounts to be sold by the Selling Stockholders are set forth opposite their names in Schedule II hereto. The Company and the Selling Stockholders are sometimes referred to herein collectively as the “Sellers.” Certain Selling Stockholders also propose to sell at the Underwriters’ option an aggregate of up to 1,050,000 additional sh
Shares Auxilium Pharmaceuticals, Inc. Common Stock ($0.01 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • July 20th, 2004 • Auxilium Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 20th, 2004 Company Industry JurisdictionAuxilium Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of shares of the Company’s Common Stock, $0.01 par value (the “Firm Shares”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
Shares CallWave, Inc. Common Stock ($0.0001 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • June 30th, 2004 • Callwave Inc • Telegraph & other message communications • New York
Contract Type FiledJune 30th, 2004 Company Industry JurisdictionCallWave, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representatives (the “Representatives”) an aggregate of shares of the Company’s Common Stock, $0.0001 par value (the “Firm Shares”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.
10,000,000 Shares PINNACLE ENTERTAINMENT, INC. Common Stock ($0.10 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • January 30th, 2004 • Pinnacle Entertainment Inc • Services-miscellaneous amusement & recreation • New York
Contract Type FiledJanuary 30th, 2004 Company Industry JurisdictionPinnacle Entertainment, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Deutsche Bank Securities Inc. (“you” or “DBSI”) is acting as the representative (the “Representative”), an aggregate of 10,000,000 shares (the “Firm Shares”) of the Company’s Common Stock, par value $0.10 per share (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell at the Underwriters’ option an aggregate of up to 1,500,000 additional shares (the “Option Shares”) of the Company’s Common Stock as set forth below.
4,080,000 Shares1 KANA Software, Inc. Common Stock ($0.001 Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • November 5th, 2003 • Kana Software Inc • Services-business services, nec • New York
Contract Type FiledNovember 5th, 2003 Company Industry JurisdictionKANA Software, Inc., a Delaware corporation (the “Company”), proposes to sell to RBC Dain Rauscher Inc. (the “Underwriter”) an aggregate of 4,080,000 shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value (the “Common Stock”). The Company also proposes to sell at the Underwriter’s option an aggregate of up to 612,000 additional shares (the “Option Shares”) of Common Stock as set forth below. The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively called the “Shares.”
520,000 Shares1 Unitil Corporation Common Stock (No Par Value) EQUITY UNDERWRITING AGREEMENTEquity Underwriting Agreement • October 7th, 2003 • Unitil Corp • Electric & other services combined • New York
Contract Type FiledOctober 7th, 2003 Company Industry JurisdictionUnitil Corporation, a New Hampshire corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representatives (the “Representatives”) an aggregate of 520,000 shares of the Company’s common stock (the “Common Stock”), no par value (the “Firm Shares”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to sell, at the Underwriters’ option, an aggregate of up to 78,000 additional shares of the Company’s Common Stock (the “Option Shares”) as set forth below.