Common Contracts
5 similar Underwriting Agreement contracts by Algonquin Power & Utilities Corp.
UNDERWRITING AGREEMENTUnderwriting Agreement • January 14th, 2022 • Algonquin Power & Utilities Corp. • Electric services • New York
Algonquin Power & Utilities Corp., a Canadian corporation (the “Corporation”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”), acting severally and not jointly, the respective amounts set forth in such Schedule A of $750,000,000 aggregate principal amount of the Corporation’s 4.750% Fixed-to-Fixed Reset Rate Junior Subordinated Notes Series 2022-B due January 18, 2082 (the “Notes”). BofA Securities, Inc. (“BofA Securities”) and Wells Fargo Securities, LLC (“Wells Fargo Securities”) have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Notes (the “Offering”).
UNDERWRITING AGREEMENTUnderwriting Agreement • June 21st, 2021 • Algonquin Power & Utilities Corp. • Electric services • New York
Each Corporate Unit will initially consist of (a) a 1/20th, or 5%, undivided beneficial ownership interest in $1,000 principal amount of the Corporation’s 1.18% Remarketable Senior Notes due 2026 (the “Notes”) and (b) a purchase contract (a “Purchase Contract”) issued by the Corporation pursuant to which the holder of such Purchase Contract will be obligated to purchase from the Corporation, and the Corporation will be obligated to sell, on June 15, 2024, subject to earlier termination or settlement, for an amount in cash equal to the stated amount per Equity Unit (as defined below) of $50.00 (the “Stated Amount”), a number of common shares (“Common Shares”) in the capital of the Corporation (the “Underlying Shares”), as set forth in the Purchase Contract and Pledge Agreement (as defined below). The Notes will be issued pursuant to an indenture to be dated as of the Closing Date (as defined in Article I below) (the “Base Indenture”), among the Corporation, The Bank of New York Mellon T
UNDERWRITING AGREEMENTUnderwriting Agreement • October 16th, 2019 • Algonquin Power & Utilities Corp. • Electric services • New York
Algonquin Power & Utilities Corp., a Canadian corporation (the “Corporation”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”), acting severally and not jointly, the respective numbers of 23,000,000 common shares in the capital of the Corporation (the “Firm Shares”) set forth in such Schedule A. The Corporation also proposes to grant to the Underwriters, acting severally and not jointly, an option to purchase all or any part of an additional 3,450,000 common shares in the capital of the Corporation (the “Option Shares” and, together with the Firm Shares, the “Shares”) to cover over-allotments and for market stabilization purposes permitted pursuant to Applicable Securities Laws. Morgan Stanley & Co. LLC (“Morgan Stanley”) and Wells Fargo Securities Canada, Ltd. have agreed to act as representatives of the several Underwriters (in such capacity, the “Representatives”) in connection with the offering and sale of the Shares (the “Offering”).
UNDERWRITING AGREEMENTUnderwriting Agreement • May 21st, 2019 • Algonquin Power & Utilities Corp. • Electric services • New York
The Notes will be issued pursuant to an indenture, dated as of October 17, 2018 (the “Base Indenture”), among the Corporation, American Stock Transfer & Trust Company, LLC, as the U.S. Trustee (the “U.S. Trustee”) and AST Trust Company (Canada), as the Canadian Co-Trustee (the “Canadian Co-Trustee” and together with the U.S. Trustee, the “Trustees”). Certain terms of the Notes will be established pursuant to a second supplemental indenture to be dated as of the Closing Date (as defined in Article I below) to the Base Indenture (the “Second Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). The Notes will be issued in book-entry form in the name of Cede & Co., as nominee of The Depository Trust Company (the “Depositary”), pursuant to a Letter of Representations, to be dated on or before the Closing Date (the “DTC Agreement”), by the Corporation to the Depositary.
UNDERWRITING AGREEMENTUnderwriting Agreement • October 15th, 2018 • Algonquin Power & Utilities Corp. • Electric services • New York
Algonquin Power & Utilities Corp., a Canadian corporation (the “Corporation”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”), acting severally and not jointly, the respective amounts set forth in such Schedule A of $250,000,000 aggregate principal amount of the Corporation’s 6.875% Fixed-to-Floating Subordinated Notes – Series 2018-A, due October 17, 2078 (the “Firm Notes”). The Corporation also proposes to grant to the Underwriters, acting severally and not jointly, an option to purchase all or any part of an additional $37,500,000 aggregate principal amount of the Corporation’s Fixed-to-Floating Subordinated Notes – Series 2018-A, due October 17, 2078 (the “Option Notes” and, together with the Firm Notes, the “Notes”) to cover over-allotments. Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), J.P. Morgan Securities LLC (“J.P. Morgan”), Morgan Stanley & Co. LLC (“Morgan Stanley”) and Wells Fargo Securities, LLC (“We
