PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 22nd, 2016 • Us Energy Corp • Crude petroleum & natural gas • New York
Contract Type FiledDecember 22nd, 2016 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 1st, 2015 • Acura Pharmaceuticals, Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 1st, 2015 Company Industry JurisdictionAcura Pharmaceuticals, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through Roth Capital Partners, LLC (“Roth”), securities of the Company (the “Securities”), consisting of shares of common stock, par value $0.01 per share, directly to various investors (the “Investors”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 28th, 2013 • U.S. Auto Parts Network, Inc. • Retail-auto & home supply stores • New York
Contract Type FiledMarch 28th, 2013 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 31st, 2011 • Amerigon Inc • Motor vehicle parts & accessories • Michigan
Contract Type FiledMarch 31st, 2011 Company Industry JurisdictionAmerigon Incorporated, a Michigan corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through Roth Capital Partners, LLC (“Roth”), up to 7,000 shares of the Company’s Series C preferred stock, no par value (the “Shares”) directly to various investors (the “Investors”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 6th, 2010 • Ediets Com Inc • Services-personal services • New York
Contract Type FiledApril 6th, 2010 Company Industry JurisdictioneDiets.com, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell, through Roth Capital Partners, LLC (“Roth”), up to an aggregate of 5,275,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) to certain investors (each an “Investor” and, collectively, the “Investors”). The Shares are sometimes referred to herein as the “Securities.”
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 31st, 2010 • Cpi Aerostructures Inc • Aircraft parts & auxiliary equipment, nec • New York
Contract Type FiledMarch 31st, 2010 Company Industry JurisdictionCPI Aerostructures, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell up to 500,000 shares of the Company’s common stock, par value $0.001 per share (the “Shares”) to various investors (the “Investors”) in a transaction in which Roth Capital Partners, LLC (“Roth”) will act as placement agent.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 8th, 2010 • Sutor Technology Group LTD • Steel works, blast furnaces & rolling & finishing mills • New York
Contract Type FiledMarch 8th, 2010 Company Industry JurisdictionThe Company and Roth hereby confirm their agreement, dated as of the date indicated on the cover of this agreement (this “Agreement”) as follows:
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 5th, 2009 • China Ritar Power Corp. • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledOctober 5th, 2009 Company Industry JurisdictionChina Ritar Power Corp., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell up to 2,150,000 shares (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”) directly to various investors (the “Investors”) in a transaction in which Roth Capital Partners, LLC (“Roth”) will act as placement agent.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 21st, 2009 • Rentech Inc /Co/ • Paints, varnishes, lacquers, enamels & allied prods • New York
Contract Type FiledAugust 21st, 2009 Company Industry JurisdictionRentech, Inc., a Colorado corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell up to 8,571,428 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) directly to various investors (the “Investors”) in a transaction in which Roth Capital Partners, LLC (“Roth”) will act as placement agent.