Common Contracts
8 similar Equity Distribution Agreement contracts by Nuveen Municipal High Income Opportunity Fund 2, Nuveen Municipal Value Fund Inc, Nuveen Floating Rate Income Fund, others
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 Common Shares ($0.01 par value) AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • April 5th, 2011 • Nuveen Municipal High Income Opportunity Fund 2 • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 1,900,000 shares (the “Shares”) of common shares of beneficial interest, $0.01 par value per share (the “Common Shares”), of Nuveen Municipal High Income Opportunity Fund 2, a Massachusetts business trust (the “Fund”), on the terms set forth in Section 2 of this Amended and Restated Equity Distribution Agreement (the “Agreement”). This Agreement amends and restates the Equity Distribution Agreement, dated June 29, 2010, between the Agent, the Manager and Nuveen Fund Advisors, Inc. (formerly known as Nuveen Asset Management) (the “Prior Agreement”). The Fund’s investment adviser is Nuveen Fund Advisors, Inc., a Delaware corporation, and the Fund’s investment sub-adviser is
NUVEEN MUNICIPAL VALUE FUND, INC. Common Stock ($0.01 par value) AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 8th, 2011 • Nuveen Municipal Value Fund Inc • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 19,600,000 shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Municipal Value Fund, Inc., a Minnesota corporation (the “Fund”), on the terms set forth in Section 2 of this Amended and Restated Equity Distribution Agreement (the “Agreement”). This Agreement amends and restates the original Equity Distribution Agreement, dated December 8, 2010, between the Agent, the Manager and Nuveen Fund Advisors, Inc. (formerly known as Nuveen Asset Management) (the “Prior Agreement”). The Fund’s investment adviser is Nuveen Fund Advisors, Inc., a Delaware corporation, and the Fund’s investment sub-adviser is Nuveen Asset Management, LLC
NUVEEN MUNICIPAL VALUE FUND, INC. Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 17th, 2010 • Nuveen Municipal Value Fund Inc • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 19,600,000 shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Municipal Value Fund, Inc., a Minnesota corporation (the “Fund”), on the terms set forth in Section 2 of this Equity Distribution Agreement (the “Agreement”). The Fund’s investment adviser is Nuveen Asset Management, a Delaware corporation (the “Adviser”).
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 28th, 2010 • Nuveen Floating Rate Income Opportunity Fund • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 2,800,000 shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Floating Rate Income Opportunity Fund, a Massachusetts business trust (the “Fund”), on the terms set forth in Section 2 of this Equity Distribution Agreement (the “Agreement”). The Fund’s investment adviser is Nuveen Asset Management, a Delaware corporation, and the Fund’s investment subadviser is Symphony Asset Management, LLC, a California limited liability company (collectively, the “Adviser”).
NUVEEN SENIOR INCOME FUND Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 28th, 2010 • Nuveen Senior Income Fund • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 2,900,000 shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Senior Income Fund, a Massachusetts business trust (the “Fund”), on the terms set forth in Section 2 of this Equity Distribution Agreement (the “Agreement”). The Fund’s investment adviser is Nuveen Asset Management, a Delaware corporation, and the Fund’s investment subadviser is Symphony Asset Management, LLC, a California limited liability company (collectively, the “Adviser”).
NUVEEN FLOATING RATE INCOME FUND Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 28th, 2010 • Nuveen Floating Rate Income Fund • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 4,700,000 shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Floating Rate Income Fund, a Massachusetts business trust (the “Fund”), on the terms set forth in Section 2 of this Equity Distribution Agreement (the “Agreement”). The Fund’s investment adviser is Nuveen Asset Management, a Delaware corporation, and the Fund’s investment subadviser is Symphony Asset Management, LLC, a California limited liability company (collectively, the “Adviser”).
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 Common Stock ($0.01 par value) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • July 6th, 2010 • Nuveen Municipal High Income Opportunity Fund 2 • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of 1,600,000 shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Municipal High Income Opportunity Fund 2, a Massachusetts business trust (the “Fund”), on the terms set forth in Section 2 of this Equity Distribution Agreement (the “Agreement”). The Fund’s investment adviser is Nuveen Asset Management, a Delaware corporation (the “Adviser”). This Agreement constitutes a novation of, and supersedes, that certain Equity Distribution Agreement, dated November 23, 2009, among the Agent, the Fund, the Adviser and the Manager.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND 2 Common Stock ($0.01 par value) Form of EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 23rd, 2009 • Nuveen Municipal High Income Opportunity Fund 2 • New York
Nuveen Investments, LLC, a Delaware limited liability company (the “Manager”), confirms its agreement, subject to the terms and conditions stated herein, to retain Stifel, Nicolaus & Company, Incorporated (the “Agent”) as the Manager’s exclusive sub-placement agent with respect to registered at-the-market offerings of [ ] shares (the “Shares”) of the common stock, $0.01 par value per share (the “Common Stock”), of Nuveen Municipal High Income Opportunity Fund 2, a Massachusetts business trust (the “Fund”), on the terms set forth in Section 2 of this Equity Distribution Agreement (the “Agreement”). The Fund’s investment adviser is Nuveen Asset Management, a Delaware corporation (the “Adviser”).
