Common Contracts
3 similar Client Trading Agreement contracts
CLIENT TRADING AGREEMENT Futures / Options Trading AccountClient Trading Agreement • November 2nd, 2020 • Hong Kong
CLIENT TRADING AGREEMENT Futures / Options Trading AccountClient Trading Agreement • November 14th, 2018 • Hong Kong
CLIENT TRADING AGREEMENT Futures / Options Trading AccountClient Trading Agreement • June 26th, 2017 • Hong Kong
Company to comply with such requirements. In particular, in the event the Company fails to comply with the disclosure requirementunder Rule 606(a) or 613(a) of the HKFE, the Chief Executive of the HKFE may require the closing out of the position on behalf of the Customer or the imposition of margin surcharge on the positions of the Customer. 2.4 The Customer hereby acknowledges the existence of the Hong Kong Client Identity Rule Policy which is enforced by the HKFE and the SFC (“Regulators”). The Customer agrees to be bound by the terms and conditions and continuations set out in the Client Identity Rule Policy (see Section IV of these Terms and Conditions).The Customer acknowledges that if relevant information is not provided to the relevant Regulators within two business days, the Company must refuse the Customer’s application or refuse to provide any services to the Customer. 2.5 In consideration of the Company providing services to the Customer, the Customer warrants that in rela
