Common Contracts
3 similar null contracts
CLIENT TRADING AGREEMENT Futures / Options Trading AccountHong Kong • November 2nd, 2020
CLIENT TRADING AGREEMENT Futures / Options Trading AccountHong Kong • November 14th, 2018
CLIENT TRADING AGREEMENT Futures / Options Trading AccountHong Kong • June 26th, 2017
Company to comply with such requirements. In particular, in the event the Company fails to comply with the disclosure requirementunder Rule 606(a) or 613(a) of the HKFE, the Chief Executive of the HKFE may require the closing out of the position on behalf of the Customer or the imposition of margin surcharge on the positions of the Customer. 2.4 The Customer hereby acknowledges the existence of the Hong Kong Client Identity Rule Policy which is enforced by the HKFE and the SFC (“Regulators”). The Customer agrees to be bound by the terms and conditions and continuations set out in the Client Identity Rule Policy (see Section IV of these Terms and Conditions).The Customer acknowledges that if relevant information is not provided to the relevant Regulators within two business days, the Company must refuse the Customer’s application or refuse to provide any services to the Customer. 2.5 In consideration of the Company providing services to the Customer, the Customer warrants that in rela
