Common Contracts
2 similar Underwriting Agreement contracts by CM Finance Inc, Great Elm Capital Corp.
30,000,000 Aggregate Principal Amount 6.125% Notes Due 2023 UNDERWRITING AGREEMENTUnderwriting Agreement • July 2nd, 2018 • CM Finance Inc • New York
The Company also proposes to issue and sell to the several Underwriters not more than an additional $4,500,000 aggregate principal amount of 6.125% Notes due 2023 (the “Additional Securities”) if and to the extent that the Representative shall have determined to exercise, on behalf of the Underwriters, the right to purchase such Additional Securities granted to the Underwriters in Section 2 hereof. The Firm Securities and the Additional Securities are hereinafter collectively referred to as the “Securities.”
GREAT ELM CAPITAL CORP. $43,000,000 6.75% Notes Due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 2018 • Great Elm Capital Corp. • New York
Great Elm Capital Corp., a Maryland corporation (the “Company”), and Great Elm Capital Management, Inc., a Delaware corporation (the “Adviser”), each confirms with Ladenburg Thalmann & Co. Inc. (“Ladenburg”) and each of the other underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as provided in Section 8 hereof), for whom Ladenburg is acting as the representative (in such capacity, the “Representative”) with respect to the issuance and sale by the Company of $43,000,000 aggregate principal amount (the “Initial Securities”) of the Company’s 6.75% Notes due 2025, and the purchase by the Underwriters, acting severally and not jointly, of the respective aggregate principal amount of Initial Securities set forth opposite their respective names in Exhibit A hereto, and with respect to the grant by the Company to the Underwriters of the option described in Section 3(b) hereof to purchase all or any part of an add
