Common Contracts
37 similar Sub-Advisory Agreement contracts by Dunham Funds
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • April 18th, 2023 • Dunham Funds • California
This AGREEMENT is dated March 21, 2023 and effective on or about May 1, 2023 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PGIM QUANTITATIVE SOLUTIONS LLC, a New Jersey limited liability company(the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2023 • Dunham Funds • California
This AGREEMENT is dated December 20, 2022 and effective on or about January 1, 2023 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) THE ITHAKA GROUP, LLC, a Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2023 • Dunham Funds • California
This AGREEMENT is dated December 20, 2022 and effective on or about February 1, 2023 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) GREAT LAKES ADVISORS, LLC, a Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2023 • Dunham Funds • California
This AGREEMENT is dated June 1, 2022 and effective on or about July 1, 2022 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and VIRTUS FIXED INCOME ADVISERS, LLC, a State of Delaware limited liability company and a wholly-owned affiliate of Virtus Investment Partners (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2023 • Dunham Funds • California
This AGREEMENT is dated JANUARY 13, 2023, and effective on or about February 1, 2023, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Vontobel Asset management, inc., a New York corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2023 • Dunham Funds • California
This AGREEMENT is dated June 1, 2022 and effective on or about July 1, 2022 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and VIRTUS FIXED INCOME ADVISERS, LLC, a State of Delaware limited liability company and a wholly-owned affiliate of Virtus Investment Partners (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 1st, 2022 • Dunham Funds • California
This AGREEMENT is dated June 1, 2021, and effective on or about August 31, 2021, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Newton Investment Management North America, LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 1st, 2022 • Dunham Funds • California
This AGREEMENT is dated March 5, 2021, and effective on April 1, 2021, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Grantham, Mayo, Van Otterloo & Co. LLC, a Massachusetts Limited Liability Company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 1st, 2022 • Dunham Funds • California
This AGREEMENT is dated September 14, 2021, and effective on or about October 1, 2021, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PINEBRIDGE INVESTMENTS LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 1st, 2022 • Dunham Funds • California
This AGREEMENT is dated September 17, 2021 and effective on or about December 1, 2021 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Stone Harbor Investment Partners LP, a State of Delaware limited partnership and a wholly-owned affiliate of Virtus Investment Partners (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 1st, 2021 • Dunham Funds • California
This AGREEMENT is dated March 19, 2020, and effective on or about March 31, 2020, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a State of Wisconsin limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 27th, 2020 • Dunham Funds • California
This AGREEMENT is dated November 21, 2019, and effective on or about January 1, 2020, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and AMERICAN ASSETS CAPITAL ADVISERS, LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 27th, 2020 • Dunham Funds • California
This AGREEMENT is dated July 8, 2019, and effective on August 1, 2019, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and WEISS MULTI-STRATEGY ADVISERS LLC, a Delaware Limited Liability Company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 27th, 2020 • Dunham Funds • Delaware
This AGREEMENT is dated February 20, 2019 and effective on or about April 1, 2019, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and NS Partners Ltd, a company incorporated under the laws of England and Wales (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 27th, 2020 • Dunham Funds • California
This AGREEMENT is dated March 11, 2019, and effective on or about March 19, 2019, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a State of Wisconsin limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 27th, 2020 • Dunham Funds • California
This AGREEMENT is dated November 14, 2019 and effective on or about January 1, 2020 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Stone Harbor Investment Partners LP, a State of Delaware limited partnership (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 29th, 2018 • Dunham Funds • Delaware
This AGREEMENT is dated April 24, 2018 and effective on or about July 1, 2018, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and Logan Circle Partners, L.P., a Pennsylvania limited partnership (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 29th, 2017 • Dunham Funds • Delaware
This AGREEMENT is dated February 28, 2017, and effective, except with regard to Section 15, which shall become effective on the date hereof, on April 1, 2017, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PERELLA WEINBERG PARTNERS CAPITAL MANAGEMENT LP, a Delaware Limited Partnership (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 29th, 2017 • Dunham Funds • California
This AGREEMENT is dated May 30, 2017, and effective on or about July 1, 2017, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PINEBRIDGE INVESTMENTS LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 27th, 2017 • Dunham Funds • California
This AGREEMENT is dated January 4, 2017 and updates the Agreement effective May 1, 2012, and amended December 16, 2014, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and BARINGS LLC, a Delaware Limited Liability Corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2016 • Dunham Funds • California
This AGREEMENT is dated March 23, 2016 and effective on or about 31 May, 2016 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ROGGE GLOBAL PARTNERS LIMITED, a United Kingdom private limited company (formerly Rogge Global Partners plc) (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 29th, 2016 • Dunham Funds • California
This AGREEMENT is dated May 31, 2016, and effective on or about September 1, 2016, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and SUNGARDEN FUND MANAGEMENT LLC, a Florida company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENT 5/26/2015Sub-Advisory Agreement • February 23rd, 2016 • Dunham Funds • California
This AGREEMENT is dated May 26, 2015, and effective on or about July 1, 2015, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ROTHSCHILD ASSET MANAGEMENT INC., a New York corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 12th, 2014 • Dunham Funds • California
This AGREEMENT is dated September 23, 2014, and effective on or about October 1, 2014 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PENN CAPITAL MANAGEMENT COMPANY, INC., a State of Delaware corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 12th, 2014 • Dunham Funds • California
This AGREEMENT is dated September 23, 2014, and effective on or about October 1, 2014, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and MELLON CAPITAL MANAGEMENT CORPORATION, a State of Delaware corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 5th, 2014 • Dunham Funds • California
This AGREEMENT is dated March 25, 2014, and effective on April 1, 2014, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and THE ITHAKA GROUP, LLC, a Delaware limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 16th, 2013 • Dunham Funds • California
This AGREEMENT is dated September 17, 2013, and effective on or about November 1, 2013, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and NEWFLEET ASSET MANAGEMENT, LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 16th, 2013 • Dunham Funds • California
This AGREEMENT is dated October 15, 2013 and effective on or about November 1, 2013 among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and ROGGE GLOBAL PARTNERS PLC, a United Kingdom public limited company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 17th, 2013 • Dunham Funds • California
This AGREEMENT is dated June 11, 2013, and effective on or about July 1, 2013, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and BAILARD, INC., a California corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 17th, 2013 • Dunham Funds • California
This AGREEMENT is dated June 6, 2013, and effective on or about July 1, 2013, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and PIERMONT CAPITAL MANAGEMENT, LLC, a State of Delaware limited liability company (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 22nd, 2013 • Dunham Funds • California
This AGREEMENT is dated December 18, 2012 and effective on or about February 25, 2013, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and SHERWOOD FOREST CAPITAL MANAGEMENT, LLC, a Virginia limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 31st, 2012 • Dunham Funds • California
This AGREEMENT is dated June 19, 2012 and effective on or about September 1, 2012, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and HARBOR SPRINGS FINANCIAL MANAGEMENT, LLC, an Indiana limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 15th, 2012 • Dunham Funds • California
This AGREEMENT is dated March 13, 2012 and effective on or about May 1, 2012, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust) and CORNERSTONE REAL ESTATE ADVISERS LLC, a Delaware limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 29th, 2011 • Dunham Funds • California
This AGREEMENT is dated August 24, 2011, and effective on or about December 1, 2011, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and THE ITHAKA GROUP, LLC, a Delaware limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
THE DUNHAM FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 14th, 2011 • Dunham Funds • California
This AGREEMENT is dated May 26, 2010, and effective on or about July 1, 2010, among DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC., a California corporation (the “Adviser”), DUNHAM FUNDS, a Delaware statutory trust (the “Trust”) and MAR VISTA INVESTMENT PARTNERS, LLC, a State of California limited liability corporation (the “Sub-Adviser”) (each a “Party,” and together, the “Parties”).
