Common Contracts
14 similar Sales Agreement contracts by Gladstone Investment Corporation\de, TriplePoint Venture Growth BDC Corp.
GLADSTONE INVESTMENT CORPORATION Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 14th, 2024 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Oppenheimer & Co. Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 14th, 2024 • Gladstone Investment Corporation\de • New York
GLADSTONE INVESTMENT CORPORATION Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 14th, 2024 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”), as follows:
TRIPLEPOINT VENTURE GROWTH BDC CORP. Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 2nd, 2024 • TriplePoint Venture Growth BDC Corp. • New York
TriplePoint Venture Growth BDC Corp., a Maryland corporation (the “Company”). TriplePoint Advisers LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TriplePoint Administrator LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with UBS Securities LLC (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $50,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • August 8th, 2023 • Gladstone Investment Corporation\de • New York
TRIPLEPOINT VENTURE GROWTH BDC CORP. Up to $50,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • September 30th, 2022 • TriplePoint Venture Growth BDC Corp. • New York
TriplePoint Venture Growth BDC Corp., a Maryland corporation (the “Company”). TriplePoint Advisers LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TriplePoint Administrator LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with UBS Securities LLC (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $50,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • August 16th, 2022 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Oppenheimer & Co. Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $50,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • August 16th, 2022 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $50,000,000 Shares of 6.375% Series E Cumulative Term Preferred Stock (Liquidation Preference $25.00 per share) ($0.001 par value per share) SALES AGREEMENTSales Agreement • May 21st, 2020 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $50,000,000 Shares of 6.375% Series E Cumulative Term Preferred Stock (Liquidation Preference $25.00 per share) ($0.001 par value per share) SALES AGREEMENTSales Agreement • May 21st, 2020 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Wedbush Securities Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $35,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • December 19th, 2019 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Wedbush Securities Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $35,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • December 19th, 2019 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $35,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • February 23rd, 2018 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Wedbush Securities Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $35,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • February 23rd, 2018 • Gladstone Investment Corporation\de • New York
Gladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Agent”), as follows:
