Common Contracts

Great Elm Capital Corp. 800 South Street, Suite 230 Waltham, MA 02453 Attn: Adam Kleinman RE: Great Elm Capital Corp. - Rights Offer Dear Mr. Kleinman:

Great Elm Capital Corp. • April 19th, 2022 • New York

• Company
  Great Elm Capital Corp.
• Filed
  April 19th, 2022
• Jurisdiction
  New York

This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Great Elm Capital Corp. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.

August [ ], 2020 Great Elm Capital Corp. Waltham, MA 02453 Attn: Adam Kleinman RE: Great Elm Capital Corp. – Rights Offer Dear Mr. Kleinman:

Great Elm Capital Corp. • August 27th, 2020 • New York

• Company
  Great Elm Capital Corp.
• Filed
  August 27th, 2020
• Jurisdiction
  New York

This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Great Elm Capital Corp. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.

Bain Capital Specialty Finance, Inc. Boston, MA 02116 Attn: Ms. Adriana Rojas Garzón RE: Bain Capital Specialty Finance, Inc. — Rights Offer Dear Ms. Garzón:

Bain Capital Specialty Finance, Inc. • May 5th, 2020 • New York

• Company
  Bain Capital Specialty Finance, Inc.
• Filed
  May 5th, 2020
• Jurisdiction
  New York

This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Bain Capital Specialty Finance, Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.