Common Contracts

Great Elm Capital Corp. 800 South Street, Suite 230 Waltham, MA 02453 Attn: Adam Kleinman RE: Great Elm Capital Corp. - Rights Offer Dear Mr. Kleinman:

Information Agent Agreement • April 19th, 2022 • Great Elm Capital Corp. • New York

• Contract Type
  Information Agent Agreement
• Filed
  April 19th, 2022
• Company
  Great Elm Capital Corp.
• Jurisdiction
  New York

This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Great Elm Capital Corp. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.

August [ ], 2020 Great Elm Capital Corp. Waltham, MA 02453 Attn: Adam Kleinman RE: Great Elm Capital Corp. – Rights Offer Dear Mr. Kleinman:

Information Agent Agreement • August 27th, 2020 • Great Elm Capital Corp. • New York

• Contract Type
  Information Agent Agreement
• Filed
  August 27th, 2020
• Company
  Great Elm Capital Corp.
• Jurisdiction
  New York

This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Great Elm Capital Corp. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.

Bain Capital Specialty Finance, Inc. Boston, MA 02116 Attn: Ms. Adriana Rojas Garzón RE: Bain Capital Specialty Finance, Inc. — Rights Offer Dear Ms. Garzón:

Information Agent Agreement • May 5th, 2020 • Bain Capital Specialty Finance, Inc. • New York

• Contract Type
  Information Agent Agreement
• Filed
  May 5th, 2020
• Company
  Bain Capital Specialty Finance, Inc.
• Jurisdiction
  New York

This will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Bain Capital Specialty Finance, Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.