Form of Series I Common Stock WarrantRenovaCare, Inc. • November 30th, 2018 • Surgical & medical instruments & apparatus • New York
Company FiledNovember 30th, 2018 Industry JurisdictionNEITHER THIS SECURITY NOR ANY SECURITIES WHICH MAY BE ISSUED UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY U.S. STATE OR OTHER JURISDICTION OR ANY EXCHANGE OR SELF-REGULATORY ORGANIZATION, IN RELIANCE UPON EXEMPTIONS FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, AND SUCH OTHER LAWS AND REQUIREMENTS, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD, EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR LISTING OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, SUCH REGISTRATION AND/OR LISTING REQUIREMENTS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH WILL BE REASONABLY ACCEPTABLE TO THE COMPANY.
Form of Series T Common Stock WarrantSolarWindow Technologies, Inc. • November 29th, 2018 • Industrial organic chemicals • New York
Company FiledNovember 29th, 2018 Industry JurisdictionNEITHER THIS SECURITY NOR ANY SECURITIES WHICH MAY BE ISSUED UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY U.S. STATE OR OTHER JURISDICTION OR ANY EXCHANGE OR SELF-REGULATORY ORGANIZATION, IN RELIANCE UPON EXEMPTIONS FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, AND SUCH OTHER LAWS AND REQUIREMENTS, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD, EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR LISTING OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, SUCH REGISTRATION AND/OR LISTING REQUIREMENTS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH WILL BE REASONABLY ACCEPTABLE TO THE COMPANY.
ARTELO BIOSCIENCES, INC. SERIES B COMMON STOCK PURCHASE WARRANTArtelo Biosciences, Inc. • February 1st, 2018 • Services-business services, nec • New York
Company FiledFebruary 1st, 2018 Industry JurisdictionThis Series B Common Stock Purchase Warrant (this “Warrant”) is issued pursuant to the Subscription Agreement between the Holder and the Company (the “Subscription Agreement”). Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
RENOVACARE, INC. SERIES __ STOCK PURCHASE WARRANTRenovaCare, Inc. • October 18th, 2017 • Surgical & medical instruments & apparatus • New York
Company FiledOctober 18th, 2017 Industry JurisdictionRenovacare, Inc., a Nevada corporation (the “Company”), hereby certifies that [●], its permissible transferees, designees, successors and assigns (collectively, the “Holder”), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the “Issuance Date”), up to and through 12:01a.m. (EST) on the date five (5) years from the Issuance Date (the “Termination Date”) up to [●] shares (each, a “Share" and collectively the “Shares”) of the Company's common stock, par value $0.00001 (the “Common Stock”), at an exercise price per Share of $_____ (the “Exercise Price”). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
EXHIBIT B Form of Series A Common Stock WarrantArtelo Biosciences, Inc. • October 3rd, 2017 • Services-business services, nec • New York
Company FiledOctober 3rd, 2017 Industry JurisdictionThis Series A Common Stock Purchase Warrant (this “Warrant”) is issued pursuant to the Subscription Agreement between the Holder and the Company (the “Subscription Agreement”). Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
FORM OF SERIES S STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • September 29th, 2017 • Industrial organic chemicals • New York
Company FiledSeptember 29th, 2017 Industry JurisdictionSolarWindow Technologies, Inc., a Nevada corporation (the “Company”), hereby certifies that [●], its permissible transferees, designees, successors and assigns (collectively, the “Holder”), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the “Issuance Date”), up to and through 12:01a.m. (EST) on the date five (5) years from the Issuance Date (the “Termination Date”) up to [●] shares (each, a “Share" and collectively the “Shares”) of the Company's common stock, par value $0.001 (the “Common Stock”), at an exercise price per Share of $3.42 (the “Exercise Price”). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
ARTELO BIOSCIENCES, INC. SERIES A COMMON STOCK PURCHASE WARRANTArtelo Biosciences, Inc. • August 4th, 2017 • Services-business services, nec • New York
Company FiledAugust 4th, 2017 Industry JurisdictionThis Series A Common Stock Purchase Warrant (this “Warrant”) is issued pursuant to the Subscription Agreement between the Holder and the Company (the “Subscription Agreement”). Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
SOLARWINDOW TECHNOLOGIES, INC. SERIES S STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • July 28th, 2017 • Industrial organic chemicals • New York
Company FiledJuly 28th, 2017 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
RENOVACARE, INC. SERIES G STOCK PURCHASE WARRANTRenovaCare, Inc. • July 24th, 2017 • Surgical & medical instruments & apparatus • New York
Company FiledJuly 24th, 2017 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
RENOVACARE, INC. SERIES F STOCK PURCHASE WARRANTRenovaCare, Inc. • March 1st, 2017 • Surgical & medical instruments & apparatus • New York
Company FiledMarch 1st, 2017 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
RENOVACARE, INC. SERIES E STOCK PURCHASE WARRANTRenovaCare, Inc. • September 16th, 2016 • Surgical & medical instruments & apparatus • New York
Company FiledSeptember 16th, 2016 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
SOLARWINDOW TECHNOLOGIES, INC. SERIES Q STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • June 23rd, 2016 • Industrial organic chemicals • New York
Company FiledJune 23rd, 2016 Industry JurisdictionSolarWindow Technologies, Inc., a Nevada corporation (the "Company"), hereby certifies that [], its permissible transferees, designees, successors and assigns (collectively, the "Holder"), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the "Issuance Date"), up to and through 12:01a.m. (EST) on the date three (3) years from the Issuance Date (the "Termination Date") up to [] shares (each, a "Share" and collectively the "Shares") of the Company's common stock, par value $0.001 (the "Common Stock"), at an exercise price per Share of $3.20 (the "Exercise Price"). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
SOLARWINDOW TECHNOLOGIES, INC. SERIES R STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • June 23rd, 2016 • Industrial organic chemicals • New York
Company FiledJune 23rd, 2016 Industry JurisdictionSolarWindow Technologies, Inc., a Nevada corporation (the "Company"), hereby certifies that [], its permissible transferees, designees, successors and assigns (collectively, the "Holder"), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the "Issuance Date"), up to and through 12:01a.m. (EST) on the date five (5) years from the Issuance Date (the "Termination Date") up to [] shares (each, a "Share" and collectively the "Shares") of the Company's common stock, par value $0.001 (the "Common Stock"), at an exercise price per Share of $4.00 (the "Exercise Price"). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
SOLARWINDOW TECHNOLOGIES, INC. SERIES P STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • February 24th, 2016 • Industrial organic chemicals • New York
Company FiledFebruary 24th, 2016 Industry JurisdictionThis Series P Stock Purchase Warrant (this "Warrant") is issued pursuant to the Subscription Agreement between the Holder and the Company (the "Subscription Agreement"), which Subscription Agreement was executed and delivered in accordance with the terms and conditions of the Company's Offering conducted pursuant to a Private Placement Memorandum dated February 16, 2016, and is one of the Warrants being issued in connection with the issuance of the Company's securities in the Offering. Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
SOLARWINDOW TECHNOLOGIES, INC. SERIES O STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • February 24th, 2016 • Industrial organic chemicals • New York
Company FiledFebruary 24th, 2016 Industry JurisdictionThis Series O Stock Purchase Warrant (this "Warrant") is issued pursuant to the Subscription Agreement between the Holder and the Company (the "Subscription Agreement"), which Subscription Agreement was executed and delivered in accordance with the terms and conditions of the Company's Offering conducted pursuant to a Private Placement Memorandum dated February 16, 2016, and is one of the Warrants being issued in connection with the issuance of the Company's securities in the Offering. Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
SOLARWINDOW TECHNOLOGIES, INC. FORM OF SERIES N STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • January 7th, 2016 • Industrial organic chemicals • New York
Company FiledJanuary 7th, 2016 Industry JurisdictionSolarWindow Technologies, Inc., a Nevada corporation (the "Company"), hereby certifies that Kalen Capital Corporation, its permissible transferees, designees, successors and assigns (collectively, the "Holder"), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the "Issuance Date"), up to and through 12:01a.m. (EST) on the date five (5) years from the Issuance Date (the "Termination Date") up to 767,000 shares (each, a "Share" and collectively the "Shares") of the Company's common stock, par value $0.001 (the "Common Stock"), at an exercise price per Share of $3.38 (the "Exercise Price"). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
SOLARWINDOW TECHNOLOGIES, INC. FORM OF SERIES M STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • December 11th, 2015 • Industrial organic chemicals • New York
Company FiledDecember 11th, 2015 Industry JurisdictionSolarWindow Technologies, Inc., a Nevada corporation (the "Company"), hereby certifies that [·], its permissible transferees, designees, successors and assigns (collectively, the "Holder"), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the "Issuance Date"), up to and through 12:01a.m. (EST) on the date five (5) years from the Issuance Date (the "Termination Date") up to [·] shares (each, a "Share" and collectively the "Shares") of the Company's common stock, par value $0.001 (the "Common Stock"), at an exercise price per Share of $2.34 (the "Exercise Price"). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
RENOVACARE, INC. SERIES D STOCK PURCHASE WARRANTRenovaCare, Inc. • June 10th, 2015 • Oil & gas field exploration services • New York
Company FiledJune 10th, 2015 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Subscription Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
NEW ENERGY TECHNOLOGIES, INC. SERIES L STOCK PURCHASE WARRANTSolarWindow Technologies, Inc. • March 10th, 2015 • Industrial organic chemicals • New York
Company FiledMarch 10th, 2015 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Bridge Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
NEW ENERGY TECHNOLOGIES, INC. FORM OF STOCK PURCHASE WARRANTNew Energy Technologies, Inc. • November 17th, 2014 • Industrial organic chemicals • New York
Company FiledNovember 17th, 2014 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Amended Bridge Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
JANUS RESOURCES, INC. FORM OF STOCK PURCHASE WARRANTJanus Resources, Inc. • December 5th, 2013 • Oil & gas field exploration services • New York
Company FiledDecember 5th, 2013 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Subscription Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
NEW ENERGY TECHNOLOGIES, INC. SERIES I STOCK PURCHASE WARRANTNew Energy Technologies, Inc. • October 10th, 2013 • Industrial organic chemicals • New York
Company FiledOctober 10th, 2013 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Bridge Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
NDB ENERGY, INC. FORM OF SERIES C WARRANTArmada Oil, Inc. • December 11th, 2012 • Crude petroleum & natural gas • Nevada
Company FiledDecember 11th, 2012 Industry JurisdictionThis Warrant is being delivered pursuant to the terms and conditions of that certain Share Exchange Agreement (the “SEA”) date March <>, 2012 by and among the Company, Armada Oil, Inc. (“Armada”), the Holder and the other signatories thereto, in exchange for the Armada Series B Stock Purchase Warrants owned by the Holder and exchanged and cancelled in accordance with the terms of the SEA.
NDB ENERGY, INC. FORM OF SERIES B WARRANTArmada Oil, Inc. • December 11th, 2012 • Crude petroleum & natural gas • Nevada
Company FiledDecember 11th, 2012 Industry JurisdictionThis Warrant is being delivered pursuant to the terms and conditions of that certain Share Exchange Agreement (the “SEA”) dated March 21, 2012, by and among the Company, Armada Oil, Inc. (“Armada”), the Holder and the other signatories thereto, in exchange for the Armada Series A Stock Purchase Warrants owned by the Holder and exchanged and cancelled in accordance with the terms of the SEA.
CERES VENTURES, INC. FORM OF SERIES E STOCK PURCHASE WARRANTCeres Ventures, Inc. • August 14th, 2012 • Services-specialty outpatient facilities, nec • New York
Company FiledAugust 14th, 2012 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Debt Restructuring Agreement (the entered into as of even date as this Warrant by and between the Company and Holder.
CERES VENTURES, INC. FORM OF SERIES D WARRANTCeres Ventures, Inc. • August 14th, 2012 • Services-specialty outpatient facilities, nec • New York
Company FiledAugust 14th, 2012 Industry JurisdictionCeres Ventures, Inc., a Nevada corporation (the “Company”), hereby certifies that _______________, its permissible transferees, designees, successors and assigns (collectively, the “Holder”), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the “Issuance Date”), up to and through 12:01a.m. (EST) December 31, 2013 (the “Termination Date”) up to __________ shares (each, a “Share” and collectively the “Shares”) of the Company’s common stock, par value $0.00001 (the “Common Stock”), at an exercise price per Share as further defined below (the “Exercise Price”). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
NEITHER THIS SECURITY NOR ANY SECURITIES WHICH MAY BE ISSUED UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY U.S. STATE OR OTHER JURISDICTION OR ANY...New Energy Technologies, Inc. • April 23rd, 2012 • Industrial organic chemicals • New York
Company FiledApril 23rd, 2012 Industry JurisdictionThis Warrant is being issued to Holder in connection with the Bridge Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
NDB ENERGY, INC. FORM OF SERIES C WARRANTNDB Energy, Inc. • April 3rd, 2012 • Crude petroleum & natural gas • Nevada
Company FiledApril 3rd, 2012 Industry JurisdictionThis Warrant is being delivered pursuant to the terms and conditions of that certain Share Exchange Agreement (the “SEA”) date March <>, 2012 by and among the Company, Armada Oil, Inc. (“Armada”), the Holder and the other signatories thereto, in exchange for the Armada Series B Stock Purchase Warrants owned by the Holder and exchanged and cancelled in accordance with the terms of the SEA.
NDB ENERGY, INC. FORM OF SERIES B WARRANTNDB Energy, Inc. • April 3rd, 2012 • Crude petroleum & natural gas • Nevada
Company FiledApril 3rd, 2012 Industry JurisdictionThis Warrant is being delivered pursuant to the terms and conditions of that certain Share Exchange Agreement (the “SEA”) dated March 21, 2012, by and among the Company, Armada Oil, Inc. (“Armada”), the Holder and the other signatories thereto, in exchange for the Armada Series A Stock Purchase Warrants owned by the Holder and exchanged and cancelled in accordance with the terms of the SEA.
XTREME GREEN PRODUCTS INC. FORM OF COMMON STOCK WARRANTXtreme Green Products Inc. • February 3rd, 2010 • Blank checks • Nevada
Company FiledFebruary 3rd, 2010 Industry JurisdictionXtreme Green Products Inc., a Nevada corporation (the “Company”), hereby certifies that ______________________________, its permissible transferees, designees, successors and assigns (collectively, the “Holder”), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the “Issuance Date”), up to and through 12:01a.m. (EST) on the date [three (3)/four (4)/five (5)]* years from the Issuance Date (the “Termination Date”) up to 1,250,000 shares (each, a “Share” and collectively the “Shares”) of the Company’s common stock, at an exercise price per Share equal to [$0.40/$0.65/$0.75]* (the “Exercise Price”). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.