AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • July 31st, 2017 • Driehaus Mutual Funds • Delaware
Contract Type FiledJuly 31st, 2017 Company JurisdictionAGREEMENT AND PLAN OF EXCHANGE, dated June 8, 2017 (the “Agreement”), among Driehaus Institutional Small Cap, L.P. and Driehaus Institutional Small Cap Recovery Fund, L.P., each a Delaware limited partnership, and Driehaus Small Cap Investors, L.P., and Driehaus Small Cap Recovery Fund, L.P., each an Illinois limited partnership (each a “Partnership,” together the “Partnerships”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Small Cap Growth Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company, as the sole general partner of each Partnership (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).
AGREEMENT AND PLAN OF EXCHANGEAgreement and Plan of Exchange • November 5th, 2013 • Driehaus Mutual Funds • Delaware
Contract Type FiledNovember 5th, 2013 Company JurisdictionAGREEMENT AND PLAN OF EXCHANGE, dated September 11, 2013 (the “Agreement”), among Driehaus Micro Cap Fund L.P., an Illinois limited partnership, and Driehaus Institutional Micro Cap Fund, L.P., a Delaware limited partnership (each a “Partnership,” and together the “Partnerships”), Driehaus Mutual Funds, a Delaware statutory trust (the “Trust”), on behalf of Driehaus Micro Cap Growth Fund (the “Fund”), Driehaus Capital Management (USVI) LLC, a Delaware limited liability company (the “General Partner”), and Driehaus Capital Management LLC, a Delaware limited liability company (the “Adviser”).