Common Contracts

6 similar Investment Sub-Advisory Agreement contracts by Rivernorth Opportunities Fund, Inc., Boulder Growth & Income Fund, Principal Real Estate Income Fund, SRH Total Return Fund, Inc.

BOULDER GROWTH & INCOME FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • February 10th, 2023 • SRH Total Return Fund, Inc.

This AGREEMENT, dated as of February 24, 2022, by and between Paralel Advisors LLC (the "Investment Adviser"), a Delaware limited liability company having its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401.

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BOULDER GROWTH & INCOME FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • February 1st, 2019 • Boulder Growth & Income Fund • Delaware

This AGREEMENT, dated as of July 17, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the “Sub-Adviser”), having its principal place of business at 2121 E. Crawford Place Salina, KS 67401.

RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • October 12th, 2018 • Rivernorth Opportunities Fund, Inc. • Delaware

This AGREEMENT, dated as of June 29, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.

RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • July 24th, 2018 • Rivernorth Opportunities Fund, Inc. • Delaware

This AGREEMENT, dated as of [ ], by and between ALPS Advisors, Inc. (the "Investment Adviser"), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the "Sub-Adviser"), having its principal place of business at 325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.

RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • November 25th, 2015 • Rivernorth Opportunities Fund, Inc. • Delaware

AGREEMENT, dated as of ____________________, 201_, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Sub- Adviser”), having its principal place of business at325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.

PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Iowa

AGREEMENT, dated as of May 22, 2013, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Principal Real Estate Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 801 Grand Avenue, Des Moines, Iowa 50392.

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