BOULDER GROWTH & INCOME FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 10th, 2023 • SRH Total Return Fund, Inc.
Contract Type FiledFebruary 10th, 2023 CompanyThis AGREEMENT, dated as of February 24, 2022, by and between Paralel Advisors LLC (the "Investment Adviser"), a Delaware limited liability company having its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the "Sub-Adviser"), having its principal place of business at 2121 E. Crawford Place, Salina, KS 67401.
BOULDER GROWTH & INCOME FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 1st, 2019 • Boulder Growth & Income Fund • Delaware
Contract Type FiledFebruary 1st, 2019 Company JurisdictionThis AGREEMENT, dated as of July 17, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Rocky Mountain Advisers, LLC, an Alaska limited liability company (the “Sub-Adviser”), having its principal place of business at 2121 E. Crawford Place Salina, KS 67401.
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 11th, 2019 • Principal Real Estate Income Fund • Iowa
Contract Type FiledJanuary 11th, 2019 Company JurisdictionAGREEMENT, dated as of July 6, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Principal Real Estate Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 801 Grand Avenue, Des Moines, Iowa 50392.
RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 12th, 2018 • Rivernorth Opportunities Fund, Inc. • Delaware
Contract Type FiledOctober 12th, 2018 Company JurisdictionThis AGREEMENT, dated as of June 29, 2018, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.
RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 24th, 2018 • Rivernorth Opportunities Fund, Inc. • Delaware
Contract Type FiledJuly 24th, 2018 Company JurisdictionThis AGREEMENT, dated as of [ ], by and between ALPS Advisors, Inc. (the "Investment Adviser"), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the "Sub-Adviser"), having its principal place of business at 325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.
RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 23rd, 2015 • Rivernorth Opportunities Fund, Inc. • Delaware
Contract Type FiledDecember 23rd, 2015 Company JurisdictionAGREEMENT, dated as of ____________, 201_, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.
RIVERNORTH OPPORTUNITIES FUND, INC. INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 25th, 2015 • Rivernorth Opportunities Fund, Inc. • Delaware
Contract Type FiledNovember 25th, 2015 Company JurisdictionAGREEMENT, dated as of ____________________, 201_, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and RiverNorth Capital Management, LLC, a Delaware limited liability company (the “Sub- Adviser”), having its principal place of business at325 N. LaSalle Street, Suite 645, Chicago, Illinois 60654.
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 30th, 2013 • Principal Real Estate Income Fund • Iowa
Contract Type FiledDecember 30th, 2013 Company JurisdictionAGREEMENT, dated as of May 22, 2013, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Principal Real Estate Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 801 Grand Avenue, Des Moines, Iowa 50392.
PRINCIPAL REAL ESTATE INCOME FUND INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 24th, 2013 • Principal Real Estate Income Fund • Iowa
Contract Type FiledMay 24th, 2013 Company JurisdictionAGREEMENT, dated as of May 22, 2013, by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and Principal Real Estate Investors, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 801 Grand Avenue, Des Moines, Iowa 50392.