SUB-ADVISORY AGREEMENT PIMCO ETF TRUST Newport Beach, California 92660Sub-Advisory Agreement • August 15th, 2014 • PIMCO ETF Trust • California
Contract Type FiledAugust 15th, 2014 Company JurisdictionWHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”) has been retained by PIMCO ETF Trust (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) as investment adviser, to provide investment advisory services to the series of the Trust, including the series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each a “Fund” and collectively, the “Funds”), pursuant to an investment management agreement (the “Investment Management Agreement”);
AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PIMCO FUNDS Newport Beach, California 92660Sub-Advisory Agreement • December 30th, 2013 • Pimco Funds • California
Contract Type FiledDecember 30th, 2013 Company JurisdictionWHEREAS, Pacific Investment Management Company LLC, a Delaware limited liability company (the “Adviser”) has been retained by PIMCO Funds (the “Trust”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”) as investment adviser, to provide investment advisory services to the series of the Trust, including the series listed on Exhibit A attached hereto and made a part hereof, as such Exhibit A may be amended from time to time (each a “Fund” and collectively, the “Funds”), pursuant to an investment advisory agreement (the “Investment Advisory Agreement”);