Sono Group N.V. [●] Common Shares UNDERWRITING AGREEMENTUnderwriting Agreement • April 26th, 2022 • Sono Group N.V. • Motor vehicles & passenger car bodies • New York
Contract Type FiledApril 26th, 2022 Company Industry JurisdictionThis letter is being delivered to you in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”, between Sono Group N.V., a public limited liability company (naamloze vennootschap) incorporated under the laws of the Netherlands (the “Company”), and you as representative of a group of Underwriters (the “Underwriters”) named therein, relating to an underwritten public offering of common shares with a nominal value of €0.06 each (“Shares”) in the capital of the Company (the “Offering”).
MEDICINOVA, INC. 4,419,890 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 8th, 2018 • Medicinova Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 8th, 2018 Company Industry JurisdictionMEDICINOVA, INC., a Delaware corporation (the “Company”), proposes to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Representative”) and the other underwriters listed on Schedule I hereto (collectively, with the Representative, the “Underwriters”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (the “Agreement”), an aggregate of 4,419,890 shares (the “Shares”) of its common stock, par value $0.001 per share (the “Common Stock”).
MEDICINOVA, INC. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 19th, 2015 • Medicinova Inc • Pharmaceutical preparations • New York
Contract Type FiledAugust 19th, 2015 Company Industry JurisdictionMEDICINOVA, INC., a Delaware corporation (the “Company”), proposes to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Representative”) and the other underwriters listed on Schedule I hereto (collectively, with the Representative, the “Underwriters”), pursuant to and in accordance with the terms and conditions of this underwriting agreement (the “Agreement”), an aggregate of 5,000,000 shares (the “Shares”) of its common stock, par value $0.001 per share (the “Common Stock”).
YUMA ENERGY, INC. 477,273 Shares (Plus up an Option to Purchase up to 71,590 Shares to Cover Overallotments) UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2014 • Yuma Energy, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledOctober 22nd, 2014 Company Industry JurisdictionYuma Energy, Inc., a California corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule IV hereto (the “Underwriters”), for whom MLV & Co. LLC is acting as representative (the “Representative”), an aggregate of 477,273 shares (the “Firm Shares”) of the Company’s 9.25% Series A Cumulative Redeemable Preferred Stock, no par value per share (the “Preferred Stock”). The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 2 hereof, up to an additional 71,590 shares of Preferred Stock (the “Option Shares”) as may be necessary to cover overallotments made in connection with the offering of the Firm Shares. The Firm Shares and the Option Shares are hereinafter collectively referred to as the “Securities”.
750,000 Shares MILLER ENERGY RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2014 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledAugust 22nd, 2014 Company Industry JurisdictionMiller Energy Resources, Inc., a Tennessee corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through MLV & Co. LLC (“MLV”), who is acting as the representative of the several underwriters (the “Underwriters”) named in Schedule I hereto, on a best efforts basis, 750,000 shares (the “Securities”) of the Company’s 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock, par value $0.0001 per share (the “Series D Preferred Stock”).
1,000,000 Shares MILLER ENERGY RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 26th, 2013 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 26th, 2013 Company Industry JurisdictionMiller Energy Resources, Inc., a Tennessee corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through MLV & Co. LLC (“MLV”), who is acting as the representative of the several underwriters (the “Underwriters”) named in Schedule I hereto, on a best efforts basis, 1,000,000 shares (the “Securities”) of the Company’s 10.5% Series D Fixed Rate/Floating Rate Cumulative Redeemable Preferred Stock, par value $0.0001 per share (the “Series D Preferred Stock”).
335,000 Shares MILLER ENERGY RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 28th, 2013 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledJune 28th, 2013 Company Industry JurisdictionMiller Energy Resources, Inc., a Tennessee corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through MLV & Co. LLC (“MLV”), who is acting as the representative of the several underwriters (the “Underwriters”) named in Schedule I hereto, on a best efforts basis, 335,000 shares (the “Securities”) of the Company’s 10.75% Series C Cumulative Preferred Stock, par value $0.0001 per share (the “Series C Preferred Stock”).
500,000 Shares MILLER ENERGY RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 8th, 2013 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledMay 8th, 2013 Company Industry JurisdictionMiller Energy Resources, Inc., a Tennessee corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through MLV & Co. LLC (“MLV”), who is acting as the representative of the several underwriters (the “Underwriters”) named in Schedule I hereto, on a best efforts basis, 500,000 shares (the “Securities”) of the Company’s 10.75% Series C Cumulative Preferred Stock, par value $0.0001 per share (the “Series C Preferred Stock”).
625,000 Shares MILLER ENERGY RESOURCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 13th, 2013 • Miller Energy Resources, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledFebruary 13th, 2013 Company Industry JurisdictionMiller Energy Resources, Inc., a Tennessee corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the public through MLV & Co. LLC (“MLV”), who is acting as the representative of the several underwriters (the “Underwriters”) named in Schedule I hereto, on a best efforts basis, 625,000 shares (the “Securities”) of the Company’s 10.75% Series C Cumulative Preferred Stock, par value $0.0001 per share (the “Series C Preferred Stock”).