Common Contracts

UNDERWRITING AGREEMENT

Underwriting Agreement • July 10th, 2013 • WhiteHorse Finance, Inc. • New York

• Contract Type
  Underwriting Agreement
• Filed
  July 10th, 2013
• Company
  WhiteHorse Finance, Inc.
• Jurisdiction
  New York

The Notes will be issued under an indenture to be dated as of [●] (the “Indenture”), between the Company and American Stock Transfer & Trust Company, LLC, trustee (the “Trustee”). The Notes will be issued to Cede & Co., as nominee of the Depository Trust Company (“DTC”) pursuant to a blanket letter of representations to be dated on or prior to the Closing Date (as defined herein), between the Company and DTC.

•] Shares WhiteHorse Finance, Inc. Common Stock ($0.001 Par Value) UNDERWRITING AGREEMENT

Underwriting Agreement • November 30th, 2012 • WhiteHorse Finance, LLC • New York

• Contract Type
  Underwriting Agreement
• Filed
  November 30th, 2012
• Company
  WhiteHorse Finance, LLC
• Jurisdiction
  New York

WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named on Schedule I hereto for whom you are acting as Representatives (the “Representatives”) an aggregate of [•] shares (the “Firm Shares”) of the Company’s common stock, $0.001 par value (the “Common Stock”). The respective amounts of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names on Schedule I hereto. The Company also proposes to sell at the