SERIES F PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • June 4th, 2024 • Microbot Medical Inc. • Surgical & medical instruments & apparatus
Contract Type FiledJune 4th, 2024 Company IndustryTHIS SERIES F PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June ___, 20261 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES E PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • January 22nd, 2024 • Microbot Medical Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 22nd, 2024 Company Industry JurisdictionTHIS SERIES E PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 3, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES E PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • January 2nd, 2024 • Microbot Medical Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 2nd, 2024 Company Industry JurisdictionTHIS SERIES E PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 3, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES D PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • June 29th, 2023 • Microbot Medical Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 29th, 2023 Company IndustryTHIS SERIES D PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on December ___, 20281 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES C PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • June 6th, 2023 • Microbot Medical Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 6th, 2023 Company IndustryTHIS SERIES C PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on December ___, 20281 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT PREFERRED INVESTMENT OPTION arcadia biosciences, inc.Security Agreement • March 3rd, 2023 • Arcadia Biosciences, Inc. • Agricultural production-crops
Contract Type FiledMarch 3rd, 2023 Company IndustryTHIS PLACEMENT AGENT PREFERRED INVESTMENT INVESTMENT OPTION (the “Preferred Investent Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after March 6, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on March 6, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Arcadia Biosciences, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b). This Preferred Investent Option is issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. W
SERIES B PREFERRED INVESTMENT OPTION arcadia biosciences, inc.Security Agreement • March 3rd, 2023 • Arcadia Biosciences, Inc. • Agricultural production-crops
Contract Type FiledMarch 3rd, 2023 Company IndustryTHIS SERIES B PREFERRED INVESTMENT INVESTMENT OPTION (the “Preferred Investent Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after March 6, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on September 6, 2024 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Arcadia Biosciences, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A PREFERRED INVESTMENT OPTION arcadia biosciences, inc.Security Agreement • March 3rd, 2023 • Arcadia Biosciences, Inc. • Agricultural production-crops
Contract Type FiledMarch 3rd, 2023 Company IndustryTHIS SERIES A PREFERRED INVESTMENT INVESTMENT OPTION (the “Preferred Investent Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after March 6, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on March 6, 2028 the “Termination Date”) but not thereafter, to subscribe for and purchase from Arcadia Biosciences, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES B PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • October 25th, 2022 • Microbot Medical Inc. • Biological products, (no disgnostic substances)
Contract Type FiledOctober 25th, 2022 Company IndustryTHIS SERIES B PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October ___, 20241 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A PREFERRED INVESTMENT OPTION Microbot Medical Inc.Security Agreement • October 25th, 2022 • Microbot Medical Inc. • Biological products, (no disgnostic substances)
Contract Type FiledOctober 25th, 2022 Company IndustryTHIS SERIES A PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on October ___, 20271 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Microbot Medical Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
PREFERRED INVESTMENT OPTION InVivo Therapeutics Holdings Corp.Security Agreement • October 11th, 2022 • Invivo Therapeutics Holdings Corp. • Surgical & medical instruments & apparatus
Contract Type FiledOctober 11th, 2022 Company IndustryTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _____, 20__1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from InVivo Therapeutics Holdings Corp., a Nevada corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT PREFERRED INVESTMENT OPTION arcadia biosciences, inc.Security Agreement • August 16th, 2022 • Arcadia Biosciences, Inc. • Agricultural production-crops
Contract Type FiledAugust 16th, 2022 Company IndustryTHIS PLACEMENT AGENT PREFERRED INVESTMENT INVESTMENT OPTION (the “Preferred Investent Option”) certifies that, for value received, ________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 16, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 12, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Arcadia Biosciences, Inc., a Delaware corporation (the “Company”), up to ________ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b). This Preferred Investment Option is being issued pursuant to that certain engagement letter, dated as of August 12, 2
PREFERRED INVESTMENT OPTION arcadia biosciences, inc.Security Agreement • August 16th, 2022 • Arcadia Biosciences, Inc. • Agricultural production-crops
Contract Type FiledAugust 16th, 2022 Company IndustryTHIS PREFERRED INVESTMENT INVESTMENT OPTION (the “Preferred Investent Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August 16, 2022 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August 16, 2027 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Arcadia Biosciences, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of the Company’s common stock (the “Common Stock”). The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A PREFERRED INVESTMENT OPTION AVINGER, INC.Security Agreement • August 8th, 2022 • Avinger Inc • Surgical & medical instruments & apparatus
Contract Type FiledAugust 8th, 2022 Company IndustryTHIS SERIES A PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date set forth above (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 8, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Avinger, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
SERIES A PREFERRED INVESTMENT OPTION toughbuilt industries, inc.Security Agreement • July 27th, 2022 • Toughbuilt Industries, Inc • Cutlery, handtools & general hardware
Contract Type FiledJuly 27th, 2022 Company IndustryTHIS SERIES A PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, ________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 28, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), up to ____ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT PREFERRED INVESTMENT OPTION toughbuilt industries, inc.Security Agreement • July 27th, 2022 • Toughbuilt Industries, Inc • Cutlery, handtools & general hardware
Contract Type FiledJuly 27th, 2022 Company IndustryTHIS PLACEMENT AGENT PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, ________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 28, 2025 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ToughBuilt Industries, Inc., a Nevada corporation (the “Company”), up to ____ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to that certain Engagement Agreement, by and between the Company and H.C. Wainwright & Co., LLC, dated as of July 8, 2022, and as amended on Jul
PREFERRED INVESTMENT OPTION CYTRX CORPORATIONSecurity Agreement • July 15th, 2021 • Cytrx Corp • Biological products, (no disgnostic substances)
Contract Type FiledJuly 15th, 2021 Company IndustryTHIS PREFERRED INVESTMENT OPTION (the “Preferred Investment Option”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Authorized Share Increase Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the date that is five years and six-months after the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from CytRx Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Preferred Investment Option Shares”) of Common Stock. The purchase price of one share of Common Stock under this Preferred Investment Option shall be equal to the Exercise Price, as defined in Section 2(b).