Common Contracts
2 similar Account Holder Agreement contracts
Account Holder AgreementAccount Holder Agreement • May 31st, 2018 • Alberta
Mawer Direct Investing Ltd. ("MDIL") is the Introducing Broker and Credential Qtrade Securities Inc. ("CQSI") is the Carrying Broker for your account (the "Account") and are both members of the Investment Industry Regulatory Organization of Canada ("IIROC") and the Canadian Investor Protection Fund. CQSI performs trade execution, clearance and settlement, including trade supervision, as well as custody of securities, bookkeeping and the preparation of trade confirmations and account statements with respect to all transactions in your account. MDIL approves the opening of your account, including the application of "know your client" rules, determining the suitability of all trading activity and the nature of securities purchased, assists you with technical and trading questions and ensures that appropriate supervision is performed for your account.
Account Holder AgreementAccount Holder Agreement • June 7th, 2017 • Alberta
Mawer Direct Investing Ltd. ("MDIL") is the Introducing Broker and Qtrade Securities Inc. ("Qtrade") is the Carrying Broker for your account (the "Account") and are both members of the Investment Industry Regulatory Organization of Canada ("IIROC") and the Canadian Investor Protection Fund. Qtrade performs trade execution, clearance and settlement, including trade supervision, as well as custody of securities, bookkeeping and the preparation of trade confirmations and account statements with respect to all transactions in your account. MDIL approves the opening of your account, including the application of "know your client" rules, determining the suitability of all trading activity and the nature of securities purchased, assists you with technical and trading questions and ensures that appropriate supervision is performed for your account.
