E*TRADE FINANCIAL CORPORATION 27,394,448 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 15th, 2013 • Citadel L P • Savings institution, federally chartered • New York
Contract Type FiledMarch 15th, 2013 Company Industry JurisdictionCitadel Equity Fund Ltd., a stockholder (the “Selling Stockholder”) of E*TRADE Financial Corporation, a Delaware corporation (the “Company”), proposes to sell to Citigroup Global Markets Inc. (the “Underwriter”) 27,394,448 shares (the “Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”) subject to the terms and conditions described below (this “Agreement”).
E*TRADE FINANCIAL CORPORATION 23,950,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2011 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledFebruary 28th, 2011 Company Industry Jurisdiction
E*TRADE FINANCIAL CORPORATION 23,950,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • February 28th, 2011 • Citadel L P • Savings institution, federally chartered • New York
Contract Type FiledFebruary 28th, 2011 Company Industry Jurisdiction
E*TRADE FINANCIAL CORPORATION 435,000,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • June 19th, 2009 • E Trade Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledJune 19th, 2009 Company Industry Jurisdiction