Settlement Agreement between the Central Bank of Ireland and Robert MoynihanSettlement Agreement • December 1st, 2017
Contract Type FiledDecember 1st, 2017The Central Bank of Ireland (the “Central Bank”) has issued a fine of €1,225.00 and a reprimand to Robert Moynihan (the “Firm”) in respect of a breach of the Handbook of Prudential Requirements for Investment Intermediaries (the “Handbook”). The Handbook was imposed on investment intermediaries on 1 October 2014 under Section 14 of the Investment Intermediaries Act 1995.
Settlement Agreement between the Central Bank of Ireland and Robert MoynihanSettlement Agreement • December 1st, 2017
Contract Type FiledDecember 1st, 2017The Central Bank of Ireland (the “Central Bank”) has issued a fine of €1,225.00 and a reprimand to Robert Moynihan (the “Firm”) in respect of a breach of the Handbook of Prudential Requirements for Investment Intermediaries (the “Handbook”). The Handbook was imposed on investment intermediaries on 1 October 2014 under Section 14 of the Investment Intermediaries Act 1995.