Common Contracts

2 similar Settlement Agreement contracts

Settlement Agreement between the Central Bank of Ireland and Robert Moynihan
Settlement Agreement • December 1st, 2017

The Central Bank of Ireland (the “Central Bank”) has issued a fine of €1,225.00 and a reprimand to Robert Moynihan (the “Firm”) in respect of a breach of the Handbook of Prudential Requirements for Investment Intermediaries (the “Handbook”). The Handbook was imposed on investment intermediaries on 1 October 2014 under Section 14 of the Investment Intermediaries Act 1995.

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Settlement Agreement between the Central Bank of Ireland and Robert Moynihan
Settlement Agreement • December 1st, 2017

The Central Bank of Ireland (the “Central Bank”) has issued a fine of €1,225.00 and a reprimand to Robert Moynihan (the “Firm”) in respect of a breach of the Handbook of Prudential Requirements for Investment Intermediaries (the “Handbook”). The Handbook was imposed on investment intermediaries on 1 October 2014 under Section 14 of the Investment Intermediaries Act 1995.

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