Aggregate Principal Amount Senior Securities $ Aggregate Principal Amount Subordinated Securities Hercules Technology Growth Capital, Inc. FORM OF DEBT UNDERWRITING AGREEMENTDebt Underwriting Agreement • June 8th, 2015 • Hercules Technology Growth Capital Inc • New York
Contract Type FiledJune 8th, 2015 Company JurisdictionThe [Senior Securities] [Subordinated Securities] will be issued under an indenture dated as of , as supplemented by a Supplemental Indenture dated as of (collectively, the “Indenture”), between the Company and U.S. Bank, National Association, as trustee (the “Trustee”). The Senior Securities and Subordinated Securities are hereinafter referred to as the “Securities.” The Senior Securities and Subordinated Securities may be offered either together or separately. Each issue of Senior Securities and Subordinated Securities may vary, as applicable, as to aggregate principal amount, maturity date, interest rate or formula and timing of payments thereof, redemption provisions, conversion provisions and sinking fund requirements, if any, and any other variable terms which the Indenture contemplates may be set forth in the Senior Securities and Subordinate Securities as issued from time to time. Securities issued in book-entry form will be issued to Cede & Co. as nominee of the Depository Tru
Aggregate Principal Amount Senior Securities $ Aggregate Principal Amount Subordinated Securities Hercules Technology Growth Capital, Inc. FORM OF DEBT UNDERWRITING AGREEMENTDebt Underwriting Agreement • May 22nd, 2013 • Hercules Technology Growth Capital Inc • New York
Contract Type FiledMay 22nd, 2013 Company JurisdictionThe [Senior Securities] [Subordinated Securities] will be issued under an indenture dated as of , as supplemented by a Supplemental Indenture dated as of (collectively, the “Indenture”), between the Company and U.S. Bank, National Association, as trustee (the “Trustee”). The Senior Securities and Subordinated Securities are hereinafter referred to as the “Securities.” The Senior Securities and Subordinated Securities may be offered either together or separately. Each issue of Senior Securities and Subordinated Securities may vary, as applicable, as to aggregate principal amount, maturity date, interest rate or formula and timing of payments thereof, redemption provisions, conversion provisions and sinking fund requirements, if any, and any other variable terms which the Indenture contemplates may be set forth in the Senior Securities and Subordinate Securities as issued from time to time. Securities issued in book-entry form will be issued to Cede & Co. as nominee of the Depository Tru
Aggregate Principal Amount Senior Securities $ Aggregate Principal Amount Subordinated Securities Hercules Technology Growth Capital, Inc. FORM OF DEBT UNDERWRITING AGREEMENTDebt Underwriting Agreement • November 21st, 2012 • Hercules Technology Growth Capital Inc • New York
Contract Type FiledNovember 21st, 2012 Company JurisdictionThe [Senior Securities] [Subordinated Securities] will be issued under an indenture dated as of , as supplemented by a Supplemental Indenture dated as of (collectively, the “Indenture”), between the Company and U.S. Bank, National Association, as trustee (the “Trustee”). The Senior Securities and Subordinated Securities are hereinafter referred to as the “Securities.” The Senior Securities and Subordinated Securities may be offered either together or separately. Each issue of Senior Securities and Subordinated Securities may vary, as applicable, as to aggregate principal amount, maturity date, interest rate or formula and timing of payments thereof, redemption provisions, conversion provisions and sinking fund requirements, if any, and any other variable terms which the Indenture contemplates may be set forth in the Senior Securities and Subordinate Securities as issued from time to time. Securities issued in book-entry form will be issued to Cede & Co. as nominee of the Depository Tru
Aggregate Principal Amount Senior Securities $ Aggregate Principal Amount Subordinated Securities Hercules Technology Growth Capital, Inc. FORM OF DEBT UNDERWRITING AGREEMENTDebt Underwriting Agreement • February 8th, 2012 • Hercules Technology Growth Capital Inc • New York
Contract Type FiledFebruary 8th, 2012 Company JurisdictionThe [Senior Securities] [Subordinated Securities] will be issued under an indenture dated as of , as supplemented by a Supplemental Indenture dated as of (collectively, the “Indenture”), between the Company and U.S. Bank, National Association, as trustee (the “Trustee”). The Senior Securities and Subordinated Securities are hereinafter referred to as the “Securities.” The Senior Securities and Subordinated Securities may be offered either together or separately. Each issue of Senior Securities and Subordinated Securities may vary, as applicable, as to aggregate principal amount, maturity date, interest rate or formula and timing of payments thereof, redemption provisions, conversion provisions and sinking fund requirements, if any, and any other variable terms which the Indenture contemplates may be set forth in the Senior Securities and Subordinate Securities as issued from time to time. Securities issued in book-entry form will be issued to Cede & Co. as nominee of the Depository Tru