PERSONAL AND CONFIDENTIALPersonal and Confidential • April 2nd, 2024 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledApril 2nd, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement (“Agreement”) is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed registered direct and private investment in public entity (“PIPE”) offering (“Placement”) by Applied UV, Inc., a Nevada corporation (collectively, with its subsidiaries and affiliates, the “Company”) of its shares of Common Stock, par value $0.0001 per share and/or pre-funded warrants, and private placement warrants (collectively, the “Securities”). This engagement letter sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion
PERSONAL AND CONFIDENTIALPersonal and Confidential • January 16th, 2024 • Clearmind Medicine Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 16th, 2024 Company Industry JurisdictionThe purpose of this placement agent agreement (“Agreement”) is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with a proposed registered direct offering and concurrent private placement (the “Placement”) by Clearmind Medicine Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of units consisting of its Common Shares and warrants to purchase its Common Shares (the “Securities”). This Agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behal
PERSONAL AND CONFIDENTIALPersonal and Confidential • December 21st, 2023 • Bynd Cannasoft Enterprises Inc. • Services-prepackaged software • New York
Contract Type FiledDecember 21st, 2023 Company Industry JurisdictionThe purpose of this placement agent agreement is to outline our agreement pursuant to which Aegis Capital Corp. (“Aegis”) will act as the placement agent on a “best efforts” basis in connection with the proposed Registered Direct Shelf Takedown (the “Placement”) by BYND Cannasoft Enterprises Inc. (collectively, with its subsidiaries and affiliates, the “Company”) of units consisting of its Common Shares and warrants to purchase its Common Shares (the “Securities”). This placement agent agreement sets forth certain conditions and assumptions upon which the Placement is premised. The Company expressly acknowledges and agrees that Aegis’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Aegis to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Aegis with respect to securing any other financing on behalf of the Compan