THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...Warrant Agreement • February 4th, 2013 • Plug Power Inc • Electrical industrial apparatus • New York
Contract Type FiledFebruary 4th, 2013 Company Industry JurisdictionThis WARRANT (this “Warrant”) of Plug Power Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of February , 2013, by and among the Company, Roth Capital Partners, LLC (“Roth”) and Northland Securities, Inc., relating to a firm commitment public offering (the “Offering”) of shares of common stock, par value of $0.01 of the Company (each a “Common Share” and collectively, the “Common Shares”), and warrants to purchase Common Shares.
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...Warrant Agreement • May 21st, 2010 • Regenerx Biopharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 21st, 2010 Company Industry JurisdictionThis WARRANT (this “Warrant”) of RegeneRx Biopharmaceuticals, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of May 17, 2010, by and between the Company and Maxim Group LLC, the representative of the underwriters (the “Representative”) relating to a firm commitment public offering (the “Offering”) of an aggregate of 11,500,000 units, each unit consisting of (i) one share of common stock, par value of $0.001 of the Company (each a “Common Share” and collectively, the “Common Shares”) and (ii) 0.4 Warrants to purchase one Common Share.
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR ANY OTHER SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR...Warrant Agreement • May 17th, 2010 • Regenerx Biopharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMay 17th, 2010 Company Industry JurisdictionThis WARRANT (this “Warrant”) of RegeneRx Biopharmaceuticals, Inc., a corporation duly organized and validly existing under the laws of the State of Delaware (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of May ___, 2010, by and between the Company and Maxim Group LLC, the representative of the underwriters (the “Representative”) relating to a firm commitment public offering (the “Offering”) of an aggregate of units, each unit consisting of (i) one share of common stock, par value of $0.001 of the Company (each a “Common Share” and collectively, the “Common Shares”) and (ii) ___Warrants to purchase one Common Share.