1,348,389 Shares Innovative Industrial Properties, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 29th, 2020 • Innovative Industrial Properties Inc • Real estate • New York
Contract Type FiledMay 29th, 2020 Company Industry JurisdictionInnovative Industrial Properties, Inc., a Maryland corporation (the “Company”), and IIP Operating Partnership, LP, a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), confirm their respective agreements (this “Agreement”) with BTIG, LLC ( the “Underwriter,”), with respect to (i) the sale by the Company and the purchase by the Underwriter of the number of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), set forth in Schedule I, and (ii) the grant by the Company to the Underwriter of the option to purchase up to 202,259 additional shares of Common Stock on the terms set forth in Section 2(b). The aforesaid 1,348,389 shares of Common Stock (the “Initial Securities”) to be purchased by the Underwriter and all or any part of the 202,259 shares of Common Stock subject to the option described in Section 2(b) hereof (the “Option Securities”) are herein called, collectively, the “Securities.”
EVANS BANCORP, INC. 400,000 Shares of Common Stock $0.50 Par Value Per Share Underwriting AgreementUnderwriting Agreement • January 23rd, 2017 • Evans Bancorp Inc • National commercial banks • New York
Contract Type FiledJanuary 23rd, 2017 Company Industry JurisdictionEvans Bancorp, Inc., a New York corporation (the “Company”), the holding company for Evans Bank, N.A. (the “Bank”), confirms its agreement with Sandler O’Neill + Partners, L.P. (the “Representative”), on behalf of the several underwriters listed on Annex A (together, the “Underwriters”), subject to the terms and conditions stated herein, with respect to (i) the issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of 400,000 shares of the Company’s common stock, par value $0.50 per share (the “Initial Shares”) and (ii) the grant by the Company to the Underwriters of the option described in Section 2(b) hereof to purchase all or any part of 60,000 additional shares of the Company’s common stock (the “Option Shares” and, together with the Initial Shares, the “Shares”).
Bridge Bancorp, Inc. 1,613,000 Shares of Common Stock $0.01 Par Value Per Share Underwriting AgreementUnderwriting Agreement • November 28th, 2016 • Bridge Bancorp Inc • National commercial banks • New York
Contract Type FiledNovember 28th, 2016 Company Industry Jurisdiction
Bridge Bancorp, Inc. Underwriting AgreementUnderwriting Agreement • September 21st, 2015 • Bridge Bancorp Inc • National commercial banks • New York
Contract Type FiledSeptember 21st, 2015 Company Industry JurisdictionBridge Bancorp, Inc., a New York corporation (the “Company”), confirms its agreement with Sandler O’Neill + Partners, L.P. (the “Representative”), on behalf of the several underwriters listed on Annex A (together, the “Underwriters”), subject to the terms and conditions stated herein, with respect to the issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of (i) $40,000,000 in aggregate principal amount of the Company’s 5.25% Fixed-to-Floating Rate Subordinated Debentures due September 30, 2025 (the “2025 Fixed-to-Floating Rate Debentures”) and (ii) $40,000,000 in aggregate principal amount of the Company’s 5.75% Fixed-to-Floating Rate Subordinated Debentures due September 30, 2030 (the “2030 Fixed-to-Floating Rate Debentures” and, together with the “2025 Fixed-to-Floating Rate Debentures,” the “Securities”). The Securities are to be issued pursuant to an indenture to be dated as of September 21, 2015 (the “Base Indenture”) between t