FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share AMENDED AND RESTATED DEALER MANAGER AGREEMENT September 9, 2015Dealer Manager Agreement • September 21st, 2015 • Freedom Capital Corp/Md • Delaware
Contract Type FiledSeptember 21st, 2015 Company JurisdictionFreedom Capital Corporation, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of 50,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENT March 5, 2015Dealer Manager Agreement • May 4th, 2015 • Freedom Capital Corp/Md • Delaware
Contract Type FiledMay 4th, 2015 Company JurisdictionFreedom Capital Corporation, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of 50,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
FORM OF FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENTDealer Manager Agreement • March 3rd, 2015 • Freedom Capital Corp/Md • Delaware
Contract Type FiledMarch 3rd, 2015 Company Jurisdiction
FS INVESTMENT CORPORATION III Up to 400,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENT December 20, 2013Dealer Manager Agreement • March 31st, 2014 • FS Investment Corp III • Delaware
Contract Type FiledMarch 31st, 2014 Company JurisdictionFS Investment Corporation III, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of 400,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
FS INVESTMENT CORPORATION III Up to 400,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENTDealer Manager Agreement • November 18th, 2013 • FS Investment Corp III • Delaware
Contract Type FiledNovember 18th, 2013 Company Jurisdiction
FS INVESTMENT CORPORATION III Up to 300,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENTDealer Manager Agreement • October 28th, 2013 • FS Investment Corp III • Delaware
Contract Type FiledOctober 28th, 2013 Company Jurisdiction
FS INVESTMENT CORPORATION II Up to $2,000,000,000 in Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENT February 8, 2012Dealer Manager Agreement • February 10th, 2012 • FS Investment Corp II • Delaware
Contract Type FiledFebruary 10th, 2012 Company JurisdictionFS Investment Corporation II, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of $2,000,000,000 in shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 2.1 below.
FS INVESTMENT CORPORATION II Up to $2,000,000,000 in Shares of Common Stock, $0.001 par value per share FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • January 13th, 2012 • FS Investment Corp II • Delaware
Contract Type FiledJanuary 13th, 2012 Company Jurisdiction