Common Contracts
2 similar Client Relationship Agreement contracts
Client Relationship AgreementClient Relationship Agreement • March 15th, 2022 • Wisconsin
Each person (individually or collectively defined as “Client”) signing a Robert W. Baird & Co. Incorporated (“Baird”) Client Account Application (the “Application”) or maintaining an account with Baird hereby retains Baird, which is registered with the Securities and Exchange Commission (“SEC”) as a broker-dealer under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), to provide the types of brokerage, investment advisory or other services that Client may from time to time select in accordance with, and subject to, the terms of this Client Relationship Agreement (the “Agreement”).
Client Relationship AgreementClient Relationship Agreement • June 12th, 2020 • Wisconsin
Each person (individually or collectively defined as “Client”) signing a Robert W. Baird & Co. Incorporated (“Baird”) Client Account Application (the “Application”) or maintaining an account with Baird hereby retains Baird, which is registered with the Securities and Exchange Commission (“SEC”) as a broker-dealer under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), to provide the types of brokerage, investment advisory or other services that Client may from time to time select in accordance with, and subject to, the terms of this Client Relationship Agreement (the “Agreement”).
