ZERO COUPON SECURED SUBORDINATED CONVERTIBLE NOTE DUE AUGUST 31, 2012Zero Coupon Secured Subordinated Convertible Note • May 2nd, 2012 • ZBB Energy Corp • Electric services • New York
Contract Type FiledMay 2nd, 2012 Company Industry JurisdictionTHIS ZERO COUPON SECURED SUBORDINATED CONVERTIBLE NOTE is one of a series of duly authorized and validly issued Zero Coupon Secured Subordinated Convertible Notes of ZBB Energy Corporation, a Wisconsin corporation (the “Company”), having its principal place of business at N93 W14475 Whittaker Way, Menomonee Falls, WI 53051 (this Note, the “Note” and, collectively with the other Notes of such series, the “Notes”).
ContractZero Coupon Secured Subordinated Convertible Note • May 2nd, 2012 • ZBB Energy Corp • Electric services • New York
Contract Type FiledMay 2nd, 2012 Company Industry JurisdictionTHIS NOTE AND THE SHARES ISSUABLE UPON EXERCISE OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE SHARES ISSUABLE UPON EXERCISE OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT OR APPLICABLE EXEMPTION OR SAFE HARBOR PROVISION.