GLADSTONE INVESTMENT CORPORATION Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 14th, 2024 • Gladstone Investment Corporation\de • New York
Contract Type FiledMay 14th, 2024 Company JurisdictionGladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Oppenheimer & Co. Inc. (the “Agent”), as follows:
GLADSTONE INVESTMENT CORPORATION Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 14th, 2024 • Gladstone Investment Corporation\de • New York
Contract Type FiledMay 14th, 2024 Company Jurisdiction
GLADSTONE INVESTMENT CORPORATION Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 14th, 2024 • Gladstone Investment Corporation\de • New York
Contract Type FiledMay 14th, 2024 Company JurisdictionGladstone Investment Corporation, a corporation organized under the laws of Delaware (the “Company”), Gladstone Management Corporation, a Delaware corporation registered as an investment adviser (the “Adviser”), and Gladstone Administration, LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with Virtu Americas LLC (the “Agent”), as follows:
TRIPLEPOINT VENTURE GROWTH BDC CORP. Up to $75,000,000 Shares of Common Stock SALES AGREEMENTSales Agreement • May 2nd, 2024 • TriplePoint Venture Growth BDC Corp. • New York
Contract Type FiledMay 2nd, 2024 Company JurisdictionTriplePoint Venture Growth BDC Corp., a Maryland corporation (the “Company”). TriplePoint Advisers LLC, a Delaware limited liability company and a registered investment adviser under the Advisers Act (the “Adviser”), and TriplePoint Administrator LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with UBS Securities LLC (the “Agent”), as follows: