FORM OF SERIES 1 WARRANT TO PURCHASE COMMON STOCK CEMTREX, INC.Cemtrex Inc • December 7th, 2016 • Measuring & controlling devices, nec • Delaware
Company FiledDecember 7th, 2016 Industry JurisdictionTHIS SERIES 1 WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ______, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the fifth year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Cemtrex, Inc., a Delaware corporation (the “Company”), up to ______ shares of the Company’s Common Stock, subject to adjustment hereunder, the “Warrant Shares”). This Warrant was issued as part of a unit, each unit consisting of one share of the Company’s Series 1 Preferred Stock (“Series 1 Preferred”) and two Warrants. The purchase price of one share of Common Stock under this Warrant shall be equal to $___ (“Exercise Price”).
FORM OF SERIES 1 WARRANT CHANTICLEER HOLDINGS, INC.Chanticleer Holdings, Inc. • December 5th, 2016 • Retail-eating places • Delaware
Company FiledDecember 5th, 2016 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ______, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the seventh year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Chanticleer Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares of the Company’s Common Stock, subject to adjustment hereunder, the “Warrant Shares”). This Warrant was issued as part of a unit, each unit consisting of one Warrant and one share of the Company’s 9% Redeemable Series 1 Preferred Stock (“Series 1 Preferred”). The shares of Series 1 Preferred and Series 1 Warrants are components of the units, are not detachable and are not separately transferable. The purchase price of ten (10) sha
FORM OF SERIES 1 COMMON STOCK PURCHASE WARRANT CHANTICLEER HOLDINGS, INC.Chanticleer Holdings, Inc. • November 18th, 2016 • Retail-eating places • Delaware
Company FiledNovember 18th, 2016 Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after ______, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on the seventh year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Chanticleer Holdings, Inc., a Delaware corporation (the “Company”), up to ______ shares of the Company’s Common Stock, subject to adjustment hereunder, the “Warrant Shares”). This Warrant was issued as part of a unit, each unit consisting of one Warrant and one share of the Company’s 9% Redeemable Series 1 Preferred Stock (“Series 1 Preferred”). The purchase price of ten (10) shares of Common Stock under this Warrant shall be equal to the surrender of one share of Series 1 Preferred, the (“Exercise Pri