June 6, 2018 Tortoise Capital Advisors 11550 Ash Street, Suite 300 Leawood, KS 66211 Attn: Mr. Brad Adams RE: Tortoise MLP Fund, Inc. – Rights Offer Dear Mr. Adams:Tortoise MLP Fund, Inc. • June 19th, 2018 • New York
Company FiledJune 19th, 2018 JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Tortoise MLP Fund, Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
March 16, 2018 NexPoint Strategic Opportunities Fund C/o Highland Capital Management Suite 700 Dallas, Texas 75201 Attn: Ms. Lauren ThedfordNexPoint Strategic Opportunities Fund • March 23rd, 2018 • New York
Company FiledMarch 23rd, 2018 JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and NexPoint Strategic Opportunities Fund (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a nontransferable Rights Offer (the “Offer”) for the Client.
July 27, 2012 Brookfield Investment Management Inc.Helios Total Return Fund Inc • September 10th, 2012 • New York
Company FiledSeptember 10th, 2012 JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Brookfield Investment Management Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for Helios Total Return Fund, Inc.