Common Contracts
2 similar Underwriting Agreement contracts by BlackRock Capital Investment Corp, GSV Capital Corp.
UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2018 • GSV Capital Corp. • New York
GSV Capital Corp., a Maryland corporation (the “Company”), is a non-diversified closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Investment Company Act”). The Company proposes to issue and sell $40,000,000 aggregate principal amount of its 4.75% Convertible Notes due 2023 (the “Firm Notes”). Subject to the conditions hereinafter stated, the Company will sell the Firm Notes to BTIG, LLC (the “Underwriter”) in connection with the offer and sale of such Firm Notes.
UNDERWRITING AGREEMENTUnderwriting Agreement • June 13th, 2017 • BlackRock Capital Investment Corp • New York
BlackRock Capital Investment Corporation, a Delaware corporation (the “Company”), proposes to issue and sell $125,000,000 aggregate principal amount of 5.00% Convertible Notes due 2022 (the “Firm Notes”) of the Company. It is understood that, subject to the conditions hereinafter stated, the Firm Notes will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Notes. Morgan Stanley & Co. LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated shall act as representatives of the Underwriters (the “Representatives”).
