Common Contracts
11 similar Form of Dealer Agreement contracts by John Hancock Investors Trust, John Hancock Tax-Advantaged Global Shareholder Yield Fund, Nuveen Municipal High Income Opportunity Fund, Nuveen Dynamic Municipal Opportunities Fund
FORM OF DEALER AGREEMENT Nuveen Securities, LLCForm of Dealer Agreement • August 26th, 2021 • Nuveen Dynamic Municipal Opportunities Fund • New York
From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Dynamic Municipal Opportunities Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, shares of the Fund’s Common Stock in an amount up to a certain maximum aggregate offering price.
FORM OF DEALER AGREEMENT John Hancock Investment Management Distributors LLC 200 Berkeley Street Boston, Massachusetts 02116Form of Dealer Agreement • February 25th, 2021 • John Hancock Investors Trust • New York
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Investors Trust, a Massachusetts business trust (the “Fund”), of up to 500,000 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
FORM OF DEALER AGREEMENT John Hancock Investment Management Distributors LLC 200 Berkeley Street Boston, Massachusetts 02116Form of Dealer Agreement • February 22nd, 2021 • John Hancock Investors Trust • New York
From time to time John Hancock Investment Management Distributors LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Investors Trust, a Massachusetts business trust (the “Fund”), of up to 500,000 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
FORM OF DEALER AGREEMENT John Hancock Funds, LLCForm of Dealer Agreement • February 23rd, 2018 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • New York
From time to time John Hancock Funds, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of up to 600,000 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
FORM OF DEALER AGREEMENT John Hancock Funds, LLCForm of Dealer Agreement • February 23rd, 2018 • John Hancock Investors Trust • New York
From time to time John Hancock Funds, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Investors Trust, a Massachusetts business trust (the “Fund”), of up to 500,000 common shares (the “Shares”) of beneficial interest, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, the Shares.
FORM OF DEALER AGREEMENT John Hancock Funds, LLC 601 Congress Street Boston, Massachusetts 02210Form of Dealer Agreement • February 25th, 2015 • John Hancock Investors Trust • New York
From time to time John Hancock Funds, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Investors Trust, a Massachusetts business trust (the “Fund”), of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of Common Shares.
FORM OF DEALER AGREEMENT John Hancock Funds, LLC 601 Congress Street Boston, Massachusetts 02210Form of Dealer Agreement • February 25th, 2015 • John Hancock Tax-Advantaged Global Shareholder Yield Fund • New York
From time to time John Hancock Funds, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of Common Shares.
FORM OF DEALER AGREEMENT John Hancock Funds, LLCForm of Dealer Agreement • September 27th, 2012 • John Hancock Tax-Advantaged Global Shareholder Yield Fund
From time to time John Hancock Funds, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Tax-Advantaged Global Shareholder Yield Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common shares of beneficial interest, par value $0.01 per share (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of Common Shares.
FORM OF DEALER AGREEMENT John Hancock Funds, LLC 601 Congress Street Boston, Massachusetts 02210Form of Dealer Agreement • September 4th, 2012 • John Hancock Investors Trust • New York
From time to time John Hancock Funds, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by John Hancock Investors Trust, a Massachusetts business trust (the “Fund”), of the Fund’s common shares of beneficial interest, no par value (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of Common Shares.
FORM OF DEALER AGREEMENT Nuveen Securities, LLCForm of Dealer Agreement • June 4th, 2012 • Nuveen Municipal High Income Opportunity Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Municipal High Income Opportunity Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
FORM OF DEALER AGREEMENT Nuveen Investments, LLCForm of Dealer Agreement • September 20th, 2007 • Nuveen Municipal High Income Opportunity Fund • New York
From time to time Nuveen Investments, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Municipal High Income Opportunity Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
