Thornburg Income Builder Opportunities Trust [•] [Common Shares of Beneficial Interest] Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 27th, 2021 • Thornburg Income Builder Opportunities Trust • New York
Contract Type FiledJuly 27th, 2021 Company Jurisdiction
Nuveen Core Plus Impact Fund [ ] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • April 27th, 2021 • Nuveen Core Plus Impact Fund • New York
Contract Type FiledApril 27th, 2021 Company Jurisdiction
RiverNorth Flexible Municipal Income Fund II, Inc. [●] Shares of Common Stock Par Value $0.0001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • February 22nd, 2021 • RiverNorth Flexible Municipal Income Fund II, Inc. • New York
Contract Type FiledFebruary 22nd, 2021 Company Jurisdiction
Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 28th, 2020 • Aberdeen Standard Global Infrastructure Income Fund • New York
Contract Type FiledJuly 28th, 2020 Company JurisdictionAberdeen Standard Global Infrastructure Income Fund, a statutory trust organized under the laws of the State of Maryland (the “Fund”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”) an aggregate of [ ] common shares of beneficial interest (the “Firm Shares”), par value $0.001 per share (the “Common Shares”), of the Fund. In addition, solely for the purpose of covering over-allotments, the Fund proposes to grant to the Underwriters the option to purchase from the Fund up to an additional [ ] Common Shares (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is defined below. UBS Securities LLC, [ ] and [ ] (the “Managing Representatives”) will act as managing representatives for the Underwriters in connection with the issuance and sale of the Shares.
ANGEL OAK DYNAMIC FINANCIAL STRATEGIES INCOME TERM TRUST [ ] Common Shares of Beneficial Interest Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2020 • Angel Oak Dynamic Financial Strategies Income Term Trust • New York
Contract Type FiledJune 25th, 2020 Company Jurisdiction
DoubleLine Yield Opportunities Fund [●] Common Shares of Beneficial Interest Par Value $0.00001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • February 25th, 2020 • DoubleLine Yield Opportunities Fund • New York
Contract Type FiledFebruary 25th, 2020 Company Jurisdiction
Calamos Long/Short Equity & Dynamic Income Trust [•] Common Shares of Beneficial Interest No Par Value UNDERWRITING AGREEMENTUnderwriting Agreement • November 20th, 2019 • Calamos Long/Short Equity & Dynamic Income Trust • New York
Contract Type FiledNovember 20th, 2019 Company Jurisdiction
ANGEL OAK FINANCIAL STRATEGIES INCOME TERM TRUST [·] Common Shares of Beneficial Interest Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • May 24th, 2019 • Angel Oak Financial Strategies Income Term Trust • New York
Contract Type FiledMay 24th, 2019 Company Jurisdiction
RiverNorth Opportunistic Municipal Income Fund, Inc. [•] Shares of Common Stock Par Value $0.0001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • October 22nd, 2018 • RiverNorth Opportunistic Municipal Income Fund, Inc. • New York
Contract Type FiledOctober 22nd, 2018 Company Jurisdiction
XAI Octagon Floating Rate & Alternative Income Term Trust [●] Common Shares of Beneficial Interest Par Value $0.01 Per Common Share UNDERWRITING AGREEMENTUnderwriting Agreement • September 25th, 2017 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York
Contract Type FiledSeptember 25th, 2017 Company Jurisdiction
Nuveen All Cap Energy MLP Opportunities Fund [—] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • March 25th, 2014 • Nuveen All Cap Energy MLP Opportunities Fund • New York
Contract Type FiledMarch 25th, 2014 Company Jurisdiction
Guggenheim Credit Allocation Fund _______ Common Shares of Beneficial Interest Par Value $0.01 Per Share FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • June 24th, 2013 • Guggenheim Credit Allocation Fund • New York
Contract Type FiledJune 24th, 2013 Company Jurisdiction
Eaton Vance Municipal Income Term Trust [—] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • March 22nd, 2013 • Eaton Vance Municipal Income Term Trust • New York
Contract Type FiledMarch 22nd, 2013 Company Jurisdiction
PIMCO Dynamic Credit Income Fund [•] Common Shares of Beneficial Interest Par Value $0.00001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • January 28th, 2013 • PIMCO Dynamic Credit Income Fund • New York
Contract Type FiledJanuary 28th, 2013 Company Jurisdiction
ARES DYNAMIC CREDIT ALLOCATION FUND, INC. [·] Shares of Common Stock Par Value $0.001 Per Share FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • November 27th, 2012 • Ares Dynamic Credit Allocation Fund, Inc. • New York
Contract Type FiledNovember 27th, 2012 Company JurisdictionAres Dynamic Credit Allocation Fund, Inc., a corporation organized and existing under and by virtue of the laws of the State of Maryland (the “Fund”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (collectively with any underwriter substituted as provided in Section 8 hereof, the “Underwriters”) an aggregate of [·] shares of common stock (the “Firm Shares”), par value $0.001 per share (the “Common Shares”), of the Fund. In addition, solely for the purpose of covering over-allotments, the Fund proposes to grant to the Underwriters the option to purchase from the Fund up to an additional [·] Common Shares (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is defined below. UBS Securities LLC, [·] and [·] (the “Managing Representatives”) will act as managing representatives for the Underwriters in connection with the iss
Tortoise Energy Independence Fund, Inc. [—] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2012 • Tortoise Energy Independence Fund, Inc. • New York
Contract Type FiledJuly 25th, 2012 Company Jurisdiction
Nuveen Short Duration Credit Opportunities Fund [—] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • May 24th, 2011 • Nuveen Short Duration Credit Opportunities Fund • New York
Contract Type FiledMay 24th, 2011 Company Jurisdiction
FORM OF Eaton Vance National Municipal Opportunities Trust [ ] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2009 • Eaton Vance National Municipal Opportunities Trust • New York
Contract Type FiledMay 22nd, 2009 Company Jurisdiction
Nuveen Core Equity Alpha Fund [·] Common Shares of Beneficial Interest Par Value $0.01 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2007 • Nuveen Core Equity Alpha Fund • New York
Contract Type FiledMarch 26th, 2007 Company Jurisdiction