Common Contracts
4 similar Investment Management Agreement contracts by Horizon Technology Finance Corp
2,000,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTInvestment Management Agreement • March 26th, 2019 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell 2,000,000 shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC is acting as representative (in such capacity, the “Representative”).
2,380,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTInvestment Management Agreement • March 24th, 2015 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell 2,000,000 shares and Compass Horizon Partners, L.P., a Bermuda exempted limited partnership (the “Selling Shareholder”), severally proposes to sell 380,000 shares (together with the shares to be issued and sold by the Company, the “Firm Shares”) of common stock, par value $0.001 per share, of the Company to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc. (“KBW”) and Oppenheimer & Co. Inc. (“Oppenheimer”) are acting as representatives (in such capacity, the “Representatives”).
1,660,000 Shares HORIZON TECHNOLOGY FINANCE CORPORATION COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENTInvestment Management Agreement • July 23rd, 2012 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Wells Fargo Securities, LLC (“Wells”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) are acting as representatives (in such capacity, the “Representatives”), hereto severally proposes to sell to the several Underwriters, an aggregate of 1,660,000 shares of the common stock, par value $0.001 per share of the Company (the “Firm Shares”).
30,000,000 HORIZON TECHNOLOGY FINANCE CORPORATION 7.375% Senior Notes due 2019 UNDERWRITING AGREEMENTInvestment Management Agreement • March 22nd, 2012 • Horizon Technology Finance Corp • New York
Horizon Technology Finance Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom Stifel, Nicolaus & Company, Incorporated (“Stifel”) is acting as representative (in such capacity, the “Representative”), hereto severally proposes to sell to the several Underwriters, $30,000,000 aggregate principal amount of 7.375% Senior Notes due 2019 (the “Senior Notes”).
