PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 8th, 2014 • Enumeral Biomedical Holdings, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledAugust 8th, 2014 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Katalyst Securities LLC., a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”) (hereinafter referred to as the “Placement Agent” or “Katalyst”), shall be engaged by Enumeral Biomedical Holdings, Inc., a publicly traded corporation duly organized under the laws of the State of Delaware hereinafter referred to as the “Company” or “ENUM”), to act as a non-exclusive placement agent (“Placement Agent”) in connection with the private placement (hereinafter referred to as the “Offering”) of units (the “Units”) of securities of the Company, as more fully described below. The initial closing of the Offering will be conditioned upon the receipt and acceptance of subscriptions for the Minimum Amount (as defined below) and the consummation of a reverse triangular merger (the “Merger”) between a subsidiary of the Company and Enumeral Biomedical Corp., a Delaware corporation (“Enum
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 8th, 2014 • Enumeral Biomedical Holdings, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledAugust 8th, 2014 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which EDI Financial, Inc. , a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”) (hereinafter referred to as the “Placement Agent” or “EDI”), shall be engaged by Cerulean Group, Inc., a publicly traded corporation duly organized under the laws of the State of Nevada hereinafter referred to as the “Company” or “CEUL”), to act as an exclusive placement agent (“Placement Agent” or “EDI”) in connection with the private placement (hereinafter referred to as the “Offering”) of units (the “Units”) of securities of the Company, as more fully described below. The initial closing of the Offering will be conditioned upon the receipt and acceptance of subscriptions for the Minimum Amount (as defined below) and the consummation of a reverse triangular merger (the “Merger”) between a subsidiary of the Company and Enumeral Biomedical Corp., a Delaware corporation (“Enumeral”) and certain
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 3rd, 2014 • Cur Media, Inc. • Games, toys & children's vehicles (no dolls & bicycles) • New York
Contract Type FiledFebruary 3rd, 2014 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”) (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Duane Street Corp., a publicly traded corporation duly organized under the laws of the State of Delaware (hereinafter referred to as the “Company” or “DUSR”), to act as an exclusive Placement Agent in connection with the private placement (hereinafter referred to as the “Offering”) of units (the “Units”) of securities of the Company, as more fully described below. The Company will receive a contribution (the “Contribution) from Raditaz, LLC (“Raditaz”), a privately held Connecticut limited liability company, of all of the outstanding limited liability company membership interests (the “LLC Interests”) of Raditaz (which will effectively transfer to the Company all of Raditaz’s assets including all int
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 23rd, 2014 • Ekso Bionics Holdings, Inc. • Wholesale-medical, dental & hospital equipment & supplies • New York
Contract Type FiledJanuary 23rd, 2014 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by PN Med Group Inc. (to be renamed EKSO Bionics Holdings, Inc.), a publicly traded corporation duly organized under the laws of the State of Nevada, (hereinafter referred to as the “Company” or “Ekso”), to act as an exclusive Placement Agent in connection with the private placement (hereinafter referred to as the “Offering”) of units (the “Units”) of securities of the Company, as more fully described below. The initial closing of the Offering will be conditioned upon the receipt of subscriptions for the Minimum Amount (as defined below) and the consummation of a reverse triangular merger (the “Merger”) between a subsidiary of the Company and Ekso Bionics, Inc., a Delaware corporation (“Ekso”) and cert
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 12th, 2013 • Symbid Corp. • Services-advertising • New York
Contract Type FiledDecember 12th, 2013 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Hapykidz.Com, Inc., a publicly traded Nevada Corporation, (hereinafter referred to as the “Company”), to act as an exclusive Placement Agent in connection with the private placement (the “Offering”) of units (“Units”) of securities of the Company. The Company will enter into a share exchange with Symbid Holding B.V. (“Symbid”), a privately held besloten vennootschap organized under the laws of The Netherlands and continue Symbid’s existing operations as the Company (the “Merger”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 16th, 2013 • Rackwise, Inc. • Services-prepackaged software • New York
Contract Type FiledApril 16th, 2013 Company Industry JurisdictionThis Placement Agency Agreement (this “Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Rackwise, Inc., a publicly traded Nevada corporation, (hereinafter referred to as the “Company”), to act as a non-exclusive Placement Agent in connection with the private placement (the “Offering”) of the units (the “Units”) of securities of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 31st, 2012 • Eagleford Energy Inc. • Oil & gas field exploration services • New York
Contract Type FiledDecember 31st, 2012 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Eagleford Energy Inc., a publicly traded Ontario, Canada corporation, (hereinafter referred to as the “Company” or “EFRDF”), to act as a non-exclusive Placement Agent in connection with the private placement (the “Offering”) of units (“Units”) of securities of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • July 6th, 2012 • Rackwise, Inc. • Services-prepackaged software • New York
Contract Type FiledJuly 6th, 2012 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Rackwise, Inc., a publicly traded Nevada corporation, (hereinafter referred to as the “Company” or “Rackwise”), to act as an exclusive Placement Agent in connection with the private placement (the “Offering”) of its bridge units (“Bridge Units”) consisting of Bridge Notes and Bridge Warrants of the Company as defined below.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 23rd, 2012 • Dynastar Holdings, Inc. • Services-business services, nec • New York
Contract Type FiledJanuary 23rd, 2012 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (the “Placement Agent”), shall be engaged by Dynastar Holdings, Inc., a Nevada Corporation (hereinafter referred to as “Dynastar” or the “Company”), to act as a non-exclusive Placement Agent in connection with the private placement of units (“Units”) of securities (the “Offering”). Dynastar will acquire by reverse triangular merger the business of Dynastar Ventures, Inc. (“DVI”), a Delaware corporation, and continue DVI’s existing operations as the Company (the “Merger”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 17th, 2012 • Rackwise, Inc. • Services-prepackaged software • New York
Contract Type FiledJanuary 17th, 2012 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Rackwise, Inc., a publicly traded Nevada Corporation, (hereinafter referred to as the “Company” or “Rackwise”), to act as a non-exclusive Placement Agent in connection with the private placement (the “Offering”) of units (“Units”) of securities of the Company.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 27th, 2011 • Visual Network Design, Inc. • Services-prepackaged software • New York
Contract Type FiledSeptember 27th, 2011 Company Industry JurisdictionThis Placement Agency Agreement (“Agreement”) sets forth the terms upon which Gottbetter Capital Markets, LLC, a registered broker-dealer and member of the Financial Industry Regulatory Authority (“FINRA”), (hereinafter referred to as the “Placement Agent” or “Markets”), shall be engaged by Visual Network Design, Inc. , a publicly traded Nevada Corporation, (hereinafter referred to as the “Company”), to act as a non-exclusive Placement Agent in connection with the private placement (the “Offering”) of units (“Units”) of securities of the Company. The Company will acquire by reverse triangular merger the business of Visual Network Design, Inc. DBA Rackwise (“Rackwise”) a Delaware corporation, and continue Rackwise’s existing operations as the Company (the “Merger”).