STELLUS CAPITAL INVESTMENT CORPORATION (a Maryland Corporation) Common Stock, Par Value $0.001 Per Share EQUITY DISTRIBUTION AGREEMENT Dated as of August 11, 2023Equity Distribution Agreement • August 14th, 2023 • Stellus Capital Investment Corp • New York
Contract Type FiledAugust 14th, 2023 Company JurisdictionEach of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Adviser”) registered as an investment adviser under the Investment Advisers Act of 1940, as amended (collectively with the rules and regulations of the Commission (as defined below) promulgated thereunder, the “Advisers Act”), confirms its agreement with the several sales agents named in Schedule A hereto (each, a “Sales Agent” and together, the “Sales Agents”) with respect to the sale by the Company of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), having an aggregate offering price of up to $100,000,000. The shares of Common Stock to be sold by the Sales Agents are herein called the “Securities.” The aggregate amount of Securities that may be sold collectively pursuant to this Equity Distribution Agreement (this “Agreement”) shall not exceed the lesser of $100,000,000 and the dolla
STELLUS CAPITAL INVESTMENT CORPORATION (a Maryland Corporation) Common Stock, Par Value $0.001 Per Share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENT Dated as of August 29, 2022Equity Distribution Agreement • August 29th, 2022 • Stellus Capital Investment Corp • New York
Contract Type FiledAugust 29th, 2022 Company Jurisdiction