SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 21st, 2007 • Northern Lights Fund Trust • Virginia
Contract Type FiledMay 21st, 2007 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (the “Agreement”) made this 19th day of March 2007, by and between Ladenburg Thalmann Asset Management, Inc. a corporation organized and existing under the laws of the State of New York (the “Manager”), and Ahrens Advisors, LP, a limited partnership organized and existing under the laws of the State of Texas (the “Sub-Adviser”).
NEW RIVER FUNDS SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 2nd, 2007 • New River Funds • Virginia
Contract Type FiledFebruary 2nd, 2007 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (the “Agreement”) made this ___ day of ____________, 2007, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), and Howe and Rusling, Inc., a corporation organized and existing under the laws of the State of New York (the “Sub-Adviser”).
NEW RIVER FUNDS INTERIM SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 29th, 2006 • New River Funds • Virginia
Contract Type FiledDecember 29th, 2006 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (the “Agreement”) made this ____ day of October, 2006, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), on behalf of the New River Funds (the “Trust”), and Howe and Rusling, Inc., a corporation organized and existing under the laws of the State of New York (the “Sub-Adviser”).
AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 18th, 2006 • New River Funds • Delaware
Contract Type FiledJanuary 18th, 2006 Company JurisdictionTHIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) made this 22nd day of December, 2005, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), and Michael W. Cook Asset Management, Inc., d.b.a. Cook Mayer Taylor, a corporation organized and existing under the laws of the State of Tennessee (the “Sub-Adviser”).
NEW RIVER FUNDS INTERIM SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 31st, 2005 • New River Funds • Virginia
Contract Type FiledOctober 31st, 2005 Company JurisdictionTHIS SUB-ADVISORY AGREEMENT (the “Agreement”) made this ____ day of July, 2005, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), on behalf of the New River Funds (the “Trust”), and Michael W. Cook Asset Management, Inc., d.b.a. Cook Mayer Taylor, a corporation organized and existing under the laws of the State of Tennessee (the “Sub-Adviser”).
NEW RIVER FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 29th, 2004 • New River Funds • Delaware
Contract Type FiledOctober 29th, 2004 Company JurisdictionTHIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) made this 1st day of July, 2004, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), and Howe and Rusling, Inc., a corporation organized and existing under the laws of the State of New York (the “Sub-Adviser”).
NEW RIVER FUNDS AMENDED AND RESTATED SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 29th, 2004 • New River Funds • Delaware
Contract Type FiledOctober 29th, 2004 Company JurisdictionTHIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”) made this 1st day of July, 2004, by and between New River Advisers LLC, a limited liability company organized and existing under the laws of the Commonwealth of Virginia (the “Manager”), and Michael W. Cook Asset Management, Inc., d.b.a. Cook Mayer Taylor, a corporation organized and existing under the laws of the State of Tennessee (the “Sub-Adviser”).