Shares FIRSTHAND TECHNOLOGY VALUE FUND, INC. (a Maryland corporation) Common Stock, $0.001 par value per Share PURCHASE AGREEMENTPurchase Agreement • October 4th, 2013 • Firsthand Technology Value Fund, Inc. • New York
Contract Type FiledOctober 4th, 2013 Company JurisdictionFirsthand Technology Value Fund, Inc., a Maryland corporation (the “Company”), confirms its agreement with [Underwriter] (“Lead Underwriter”) and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom the Lead Underwriter is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of · shares of common stock, $0.001 par value per share (the “Firm Shares”). The Company also proposes to sell to the several Underwriters not more than an additional ● shares of common stock, $0.01 par value per share (the “Additional Shares”) if and to the extent that the Representative shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares granted to the Underwriters in Section 2 her
Shares FIRSTHAND TECHNOLOGY VALUE FUND, INC. (a Maryland corporation) Common Stock, $0.001 par value per Share PURCHASE AGREEMENTPurchase Agreement • April 19th, 2012 • Firsthand Technology Value Fund, Inc. • New York
Contract Type FiledApril 19th, 2012 Company Jurisdiction