Form of Series I Common Stock WarrantWarrant Agreement • November 30th, 2018 • RenovaCare, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledNovember 30th, 2018 Company Industry JurisdictionNEITHER THIS SECURITY NOR ANY SECURITIES WHICH MAY BE ISSUED UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY U.S. STATE OR OTHER JURISDICTION OR ANY EXCHANGE OR SELF-REGULATORY ORGANIZATION, IN RELIANCE UPON EXEMPTIONS FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, AND SUCH OTHER LAWS AND REQUIREMENTS, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD, EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR LISTING OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, SUCH REGISTRATION AND/OR LISTING REQUIREMENTS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH WILL BE REASONABLY ACCEPTABLE TO THE COMPANY.
Form of Series T Common Stock WarrantWarrant Agreement • November 29th, 2018 • SolarWindow Technologies, Inc. • Industrial organic chemicals • New York
Contract Type FiledNovember 29th, 2018 Company Industry JurisdictionNEITHER THIS SECURITY NOR ANY SECURITIES WHICH MAY BE ISSUED UPON EXERCISE OF THIS SECURITY HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY U.S. STATE OR OTHER JURISDICTION OR ANY EXCHANGE OR SELF-REGULATORY ORGANIZATION, IN RELIANCE UPON EXEMPTIONS FROM REGISTRATION UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED, AND SUCH OTHER LAWS AND REQUIREMENTS, AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD, EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT OR LISTING OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, SUCH REGISTRATION AND/OR LISTING REQUIREMENTS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH WILL BE REASONABLY ACCEPTABLE TO THE COMPANY.
ARTELO BIOSCIENCES, INC. SERIES B COMMON STOCK PURCHASE WARRANTWarrant Agreement • February 1st, 2018 • Artelo Biosciences, Inc. • Services-business services, nec • New York
Contract Type FiledFebruary 1st, 2018 Company Industry JurisdictionThis Series B Common Stock Purchase Warrant (this “Warrant”) is issued pursuant to the Subscription Agreement between the Holder and the Company (the “Subscription Agreement”). Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
EXHIBIT B Form of Series A Common Stock WarrantWarrant Agreement • October 3rd, 2017 • Artelo Biosciences, Inc. • Services-business services, nec • New York
Contract Type FiledOctober 3rd, 2017 Company Industry JurisdictionThis Series A Common Stock Purchase Warrant (this “Warrant”) is issued pursuant to the Subscription Agreement between the Holder and the Company (the “Subscription Agreement”). Capitalized terms used herein, but not otherwise defined, shall have the meanings ascribed to such terms in the Subscription Agreement.
FORM OF SERIES S STOCK PURCHASE WARRANTWarrant Agreement • September 29th, 2017 • SolarWindow Technologies, Inc. • Industrial organic chemicals • New York
Contract Type FiledSeptember 29th, 2017 Company Industry JurisdictionSolarWindow Technologies, Inc., a Nevada corporation (the “Company”), hereby certifies that [●], its permissible transferees, designees, successors and assigns (collectively, the “Holder”), for value received, is entitled to purchase from the Company at any time and from time to time commencing on the date first appearing above (the “Issuance Date”), up to and through 12:01a.m. (EST) on the date five (5) years from the Issuance Date (the “Termination Date”) up to [●] shares (each, a “Share" and collectively the “Shares”) of the Company's common stock, par value $0.001 (the “Common Stock”), at an exercise price per Share of $3.42 (the “Exercise Price”). The number of Shares purchasable hereunder and the Exercise Price are subject to adjustment as provided in Section 4 hereof.
SOLARWINDOW TECHNOLOGIES, INC. SERIES S STOCK PURCHASE WARRANTWarrant Agreement • July 28th, 2017 • SolarWindow Technologies, Inc. • Industrial organic chemicals • New York
Contract Type FiledJuly 28th, 2017 Company Industry JurisdictionThis Warrant is being issued to Holder in connection with the Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.
RENOVACARE, INC. SERIES G STOCK PURCHASE WARRANTWarrant Agreement • July 24th, 2017 • RenovaCare, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 24th, 2017 Company Industry JurisdictionThis Warrant is being issued to Holder in connection with the Loan Agreement (the “Agreement”) entered into as of even date as this Warrant by and between the Company and Holder. Any capitalized but undefined terms used herein shall have the meaning set forth in the Agreement unless the context otherwise requires.