Common Contracts

19 similar Underwriting Agreement contracts by Daystar Technologies Inc, Nuvim Inc, Path 1 Network Technologies Inc, others

1,300,000 Units ICOP Digital, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • June 24th, 2005 • Icop Digital, Inc • Radio & tv broadcasting & communications equipment • Oregon

ICOP Digital, Inc., a Colorado corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 1,300,000 Units (the “Firm Units”) issued by the Company. Unit will consist of two shares (“Shares”) of the common stock, no par value, of the Company (“Common Stock) and two redeemable warrants (“Warrants”), each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and ComputerShare Investor Services, as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). Each Warrant entitles the holder thereof to purchase one share of Common Stock at a price equal to $6.19, subject to adjustment under the terms of the Warrant Agreement. Shares of Common S

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2,700,000 Units NuVim, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • June 6th, 2005 • Nuvim Inc • Wholesale-farm product raw materials • Oregon

Paulson Investment Company, Inc. As Representative of the several Underwriters 811 SW Naito Parkway, Suite 200 Portland, Oregon 97204

2,700,000 Units NuVim, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • May 4th, 2005 • Nuvim Inc • Wholesale-farm product raw materials • Oregon

Paulson Investment Company, Inc. As Representative of the several Underwriters 811 SW Naito Parkway, Suite 200 Portland, Oregon 97204

Units ICOP Digital, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • April 4th, 2005 • Icop Digital, Inc • Household audio & video equipment • Oregon

ICOP Digital, Inc., a Colorado corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of Units (the “Firm Units”) issued by the Company. Each Unit will consist of two shares (“Shares”) of the common stock, no par value, of the Company (“Common Stock) and two redeemable warrants (“Warrants”) each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and ComputerShare Investor Services, as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). Each Warrant entitles the holder thereof to purchase one share of Common Stock at a price equal to $ , subject to adjustment under the terms of the Warrant Agreement. Shares of Common Stock issu

1,000,000 Units NuVim, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • March 31st, 2005 • Nuvim Inc • Wholesale-farm product raw materials • Oregon

Paulson Investment Company, Inc. As Representative of the several Underwriters 811 SW Naito Parkway, Suite 200 Portland, Oregon 97204

1,500,000 Units NuVim, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • December 2nd, 2004 • Nuvim Inc • Oregon

Paulson Investment Company, Inc. As Representative of the several Underwriters 811 SW Naito Parkway, Suite 200 Portland, Oregon 97204

] Shares Lumera Corporation UNDERWRITING AGREEMENT
Underwriting Agreement • May 19th, 2004 • Lumera Corp • Washington

Lumera Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 5,000,000 shares of common stock, par value $.001 per share (the “Firm Shares”). The number of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to grant to the Representative an option to purchase in aggregate of up to 750,000 additional Shares (the “Option Shares”), as set forth below. The Firm Shares and the Option Shares (to the extent the aforementioned option is exercised) are herein collectively referred to as the “Shares.”

Form of 2,100,000 Units DayStar Technologies, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • February 2nd, 2004 • Daystar Technologies Inc • Semiconductors & related devices • Oregon

DayStar Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 2,100,000 Units (the “Firm Units”) issued by the Company. Each Unit will consist of one share (“Share”) of the common stock, par value $0.01 of the Company (“Common Stock”), one redeemable Class A Warrant and two non-redeemable Class B Warrants (the Class A Warrants and Class B Warrants are referred to herein individually as a “Warrant” and collectively as the “Warrants”), each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and U.S. Stock Transfer Corporation, as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respectiv

Form of 2,100,000 Units DayStar Technologies, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • January 22nd, 2004 • Daystar Technologies Inc • Semiconductors & related devices • Oregon

DayStar Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 2,100,000 Units (the “Firm Units”) issued by the Company. Each Unit will consist of one share (“Share”) of the common stock, par value $0.01 of the Company (“Common Stock”), one redeemable Class A Warrant and one non-redeemable Class B Warrant (the Class A Warrants and Class B Warrants are referred to herein individually as a “Warrant” and collectively as the “Warrants”), each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and U.S. Stock Transfer Corporation, as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respective

1,700,000 Units DayStar Technologies, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • December 24th, 2003 • Daystar Technologies Inc • Semiconductors & related devices • Oregon

DayStar Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 1,700,000 Units (the “Firm Units”) issued by the Company. Each Unit will consist of one share (“Share”) of the common stock, par value $0.01 of the Company (“Common Stock”), one redeemable Class A Warrant and one non-redeemable Class B Warrant (the Class A Warrants and Class B Warrants are referred to herein individually as a “Warrant” and collectively as the “Warrants”) each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and U.S. Stock Transfer Corporation, as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respective

1,700,000 Units DayStar Technologies, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • December 3rd, 2003 • Daystar Technologies Inc • Semiconductors & related devices • Oregon

DayStar Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 1,700,000 Units (the “Firm Units”) issued by the Company. Each Unit will consist of one share (“Share”) of the common stock, par value $0.01 of the Company (“Common Stock”), one redeemable Class A Warrant and one non-redeemable Class B Warrant (the Class A Warrants and Class B Warrants are referred to herein individually as a “Warrant” and collectively as the “Warrants”) each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and [ ], as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respective number of the Firm Units to

2,800,000 SHARES COMMON STOCK PACIFIC MERCANTILE BANCORP UNDERWRITING AGREEMENT
Underwriting Agreement • November 18th, 2003 • Pacific Mercantile Bancorp • National commercial banks • California

Pacific Mercantile Bancorp, a California corporation (the “Company”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”), an aggregate of shares (the “Firm Shares”) of the Company’s common stock, without par value (“Common Stock”). The respective number of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to grant to the Representative an option to purchase in aggregate up to additional shares of Common Stock, identical to the Firm Shares (the “Option Shares”), as set forth below.

1,250,000 Units Path 1 Network Technologies Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • November 13th, 2003 • Path 1 Network Technologies Inc • Communications equipment, nec • Oregon

This opinion is rendered to you in connection with the Agreement and is solely for your benefit. This opinion may not be relied upon by you for any other purpose, or relied upon by any other person, firm, corporation, or other entity for any purpose, without our prior written consent. We disclaim any obligation to advise you of any developments in areas covered by this opinion that occur after the date of this opinion.

Shares COMMON STOCK PACIFIC MERCANTILE BANCORP UNDERWRITING AGREEMENT
Underwriting Agreement • November 10th, 2003 • Pacific Mercantile Bancorp • National commercial banks • California

Pacific Mercantile Bancorp, a California corporation (the “Company”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as representative (the “Representative”), an aggregate of shares (the “Firm Shares”) of the Company’s common stock, without par value (“Common Stock”). The respective number of the Firm Shares to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to grant to the Representative an option to purchase in aggregate up to additional shares of Common Stock, identical to the Firm Shares (the “Option Shares”), as set forth below.

1,150,000 Units DayStar Technologies, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • November 7th, 2003 • Daystar Technologies Inc • Oregon

DayStar Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 1,000,000 Units (the “Firm Units”) issued by the Company. Each Unit will consist of one share (“Share”) of the common stock, par value $0.01 of the Company (“Common Stock”) and one redeemable warrant (individually, a “Warrant” and, collectively, the “Warrants”) each to purchase one share of Common Stock. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and [ ], as warrant agent (the “Warrant Agent”), in each case substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respective number of the Firm Units to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company

Units Path 1 Network Technologies Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • July 25th, 2003 • Path 1 Network Technologies Inc • Communications equipment, nec • Oregon

This opinion is rendered to you in connection with the Agreement and is solely for your benefit. This opinion may not be relied upon by you for any other purpose, or relied upon by any other person, firm, corporation, or other entity for any purpose, without our prior written consent. We disclaim any obligation to advise you of any developments in areas covered by this opinion that occur after the date of this opinion.

1,000,000 Units Whitney Information Network, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • July 9th, 2003 • Whitney Information Network Inc • Services-business services, nec • Florida

Whitney Information Network, Inc., a Colorado corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 1,000,000 Units (the “Firm Units”). Each Unit will consist of one share of common stock (the “Common Stock”) and one warrant to purchase one share of Common Stock of the Company. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and Corporate Stock Transfer, Inc., as warrant agent (the “Warrant Agent”), in substantially the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respective number of the Firm Units to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to grant to the Representative an option to purchase in aggregate up to 150,000 additional

Units Path 1 Network Technologies Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • June 13th, 2003 • Path 1 Network Technologies Inc • Communications equipment, nec • Oregon

This opinion is rendered to you in connection with the Agreement and is solely for your benefit. This opinion may not be relied upon by you for any other purpose, or relied upon by any other person, firm, corporation, or other entity for any purpose, without our prior written consent. We disclaim any obligation to advise you of any developments in areas covered by this opinion that occur after the date of this opinion.

1,000,000 Units Whitney Information Network, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • February 12th, 2003 • Whitney Information Network Inc • Services-business services, nec • Florida

Whitney Information Network, Inc., a Colorado corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom you are acting as Representative (the “Representative”) an aggregate of 1,000,000 Units (the “Firm Units”). Each Unit will consist of one share of common stock (the “Common Stock”) and one warrant to purchase one share of Common Stock of the Company. The Warrants are to be issued under the terms of a Warrant Agreement (the “Warrant Agreement”) by and between the Company and , as warrant agent (the “Warrant Agent”), in substantially in the form most recently filed as an exhibit to the Registration Statement (hereinafter defined). The respective number of the Firm Units to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto. The Company also proposes to grant to the Representative an option to purchase in aggregate up to 150,000 additional Units, identical to the Fir

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