Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of AMENDED AND RESTATED DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • February 20th, 2019 • Prospect Capital Corp • New York
Contract Type FiledFebruary 20th, 2019 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”), Prospect Administration LLC, a Delaware limited liability company (the “Administrator”), and Comerica Securities, Inc. (the “Agent”) previously entered into a Debt Distribution Agreement dated August 31, 2018 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Amended and Restated Debt Distribution Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of SECOND AMENDED AND RESTATED DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • February 20th, 2019 • Prospect Capital Corp • New York
Contract Type FiledFebruary 20th, 2019 Company Jurisdiction
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of SECOND AMENDED AND RESTATED DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • February 20th, 2019 • Prospect Capital Corp • New York
Contract Type FiledFebruary 20th, 2019 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”), Prospect Administration LLC, a Delaware limited liability company (the “Administrator”), and BB&T Capital Markets, a division of BB&T Securities, LLC (the “Agent”), previously entered into a Debt Distribution Agreement dated July 2, 2018 (the “Original Agreement”), which was amended and restated on August 31, 2018 (as so amended and restated, the “Amended and Restated Agreement”). The parties hereby further amend and restate the Amended and Restated Agreement and the parties hereto collectively confirm their agreement in the form of this Second Amended and Restated Debt Distribution Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • August 31st, 2018 • Prospect Capital Corp • New York
Contract Type FiledAugust 31st, 2018 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) confirm their agreement (this “Agreement”) with Comerica Securities, Inc. (the “Agent”) as follows:
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of AMENDED AND RESTATED DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • August 31st, 2018 • Prospect Capital Corp • New York
Contract Type FiledAugust 31st, 2018 Company Jurisdiction
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of AMENDED AND RESTATED DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • August 31st, 2018 • Prospect Capital Corp • New York
Contract Type FiledAugust 31st, 2018 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”), Prospect Administration LLC, a Delaware limited liability company (the “Administrator”), and BB&T Capital Markets, a division of BB&T Securities, LLC (the “Agent”), previously entered into a Debt Distribution Agreement dated July 2, 2018 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Amended and Restated Debt Distribution Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • July 2nd, 2018 • Prospect Capital Corp • New York
Contract Type FiledJuly 2nd, 2018 Company Jurisdiction
Up to $100,000,000 Aggregate Principal Amount of Up to $100,000,000 Aggregate Principal Amount of DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • July 2nd, 2018 • Prospect Capital Corp • New York
Contract Type FiledJuly 2nd, 2018 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) confirm their agreement (this “Agreement”) with BB&T Capital Markets, a division of BB&T Securities, LLC (the “Agent”) as follows:
Up to [$150,000,000] Aggregate Principal Amount of [AMENDED AND RESTATED] DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • September 2nd, 2016 • Prospect Capital Corp • New York
Contract Type FiledSeptember 2nd, 2016 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”) and [AGENT 1] (the “Agent”) [previously entered into a debt distribution agreement dated June 22, 2016 (the “Original Agreement”). The parties hereby terminate the Original Agreement and ]confirm their agreement in the form of this Debt Distribution Agreement (this “Agreement”) as follows:
DEBT DISTRIBUTION AGREEMENTDebt Distribution Agreement • June 23rd, 2016 • Prospect Capital Corp • New York
Contract Type FiledJune 23rd, 2016 Company JurisdictionProspect Capital Corporation, a corporation organized under the laws of Maryland (the “Company”), Prospect Capital Management L.P., a Delaware limited partnership registered as an investment adviser (the “Adviser”) and Prospect Administration LLC, a Delaware limited liability company (the “Administrator”), confirm their agreement (this “Agreement”) with FBR Capital Markets & Co. (the “Agent”) as follows: