Common Contracts

IN THE MATTER OF: *

Stipulation and Agreement • May 5th, 2020

• Contract Type
  Stipulation and Agreement
• Filed
  May 5th, 2020

WHEREAS, the Banking Commissioner (the “Commissioner”) is responsible for administering Chapter 672a of the Connecticut General Statutes, the Connecticut Uniform Securities Act (the “Act”) and Sections 36b-31-2 et seq. of the Regulations of Connecticut State Agencies (the “Regulations”) promulgated under the Act;