Common Contracts
2 similar Securities Agreement contracts by Scopus BioPharma Inc.
SERIES B ADDITIONAL INVESTMENT OPTION SCOPUS BIOPHARMA, INC.Securities Agreement • November 26th, 2021 • Scopus BioPharma Inc. • Pharmaceutical preparations
THIS SERIES B ADDITIONAL INVESTMENT OPTION (the “AIO”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Authorized Share Increase Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the five year anniversary of the Authorized Share Increase Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Scopus Biopharma, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “AIO Shares”) of Common Stock. The purchase price of one share of Common Stock under this AIO shall be equal to the Exercise Price, as defined in Section 2(b).
PLACEMENT AGENT ADDITIONAL INVESTMENT OPTION SCOPUS BIOPHARMA, INC.Securities Agreement • November 26th, 2021 • Scopus BioPharma Inc. • Pharmaceutical preparations
THIS PLACEMENT AGENT ADDITIONAL INVESTMENT OPTION (the “AIO”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Authorized Share Increase Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the five year anniversary of the Authorized Share Increase Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Scopus Biopharma, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “AIO Shares”) of Common Stock. The purchase price of one share of Common Stock under this AIO shall be equal to the Exercise Price, as defined in Section 2(b). This AIO is being issued pursuant to that certain engagement letter, dated as of November 5, 2021, by and between the Company and H.C. Wainwright & Co., LLC.
