Common Contracts
11 similar Underwriting Agreement contracts by FIDUS INVESTMENT Corp, Stellus Capital Investment Corp, Alcentra Capital Corp
STELLUS CAPITAL INVESTMENT CORPORATION (a Maryland Corporation) 2,750,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT March 15, 2019Underwriting Agreement • March 18th, 2019 • Stellus Capital Investment Corp • New York
Each of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Advisor”) registered as an investment advisor under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (the “Advisers Act”), confirms its agreement with the underwriters listed on Schedule A hereto (collectively, the “Underwriters”), for whom Raymond James & Associates, Inc. (“Raymond James”) and Keefe, Bruyette & Woods, Inc. (“KBW”) (together with Raymond James, the “Representatives”) are acting as representatives, with respect to the issue and sale by the Company, and the purchase by the Underwriters, acting severally and not jointly (the “Offering”), of the respective number of shares of the Company’s common stock, par value $0.001 per share (the “Common Shares”), set forth in Schedule A hereto, and with respect to the grant by the Company to the Underwriters, acting severally an
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 1,750,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT June 20, 2017Underwriting Agreement • June 22nd, 2017 • FIDUS INVESTMENT Corp • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • April 6th, 2017 • Stellus Capital Investment Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,800,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT November 29, 2016Underwriting Agreement • December 1st, 2016 • FIDUS INVESTMENT Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,500,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT May 27, 2016Underwriting Agreement • May 31st, 2016 • FIDUS INVESTMENT Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,000,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT September 30, 2014Underwriting Agreement • September 30th, 2014 • FIDUS INVESTMENT Corp • New York
Shares* Alcentra Capital Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 28th, 2014 • Alcentra Capital Corp • New York
Shares* Alcentra Capital Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 22nd, 2014 • Alcentra Capital Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 1,500,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT February 5, 2013Underwriting Agreement • February 5th, 2013 • FIDUS INVESTMENT Corp • New York
a Maryland Corporation) [•] Shares of Common Stock Par Value $0.001 per Share Underwriting AgreementUnderwriting Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • New York
FIDUS INVESTMENT CORPORATION (a Maryland Corporation) 2,150,000 Shares of Common Stock Par Value $0.001 per Share UNDERWRITING AGREEMENT September 7, 2012Underwriting Agreement • September 7th, 2012 • FIDUS INVESTMENT Corp • New York
