Common Contracts

2 similar Client Opening Form contracts

Client Information Form (Individual or Joint Account) & Agreement and Schedules
Client Opening Form • October 25th, 2017

Application for 申 请 账 户 为 * Account Type(s)Individual Account 个 人 账 户 Cash Account 现 金 账 户 * Online & Mobile Phone Trading Account Joint Account 联名账户 Margin Account 保证金账户* 网上及手机交易帐户 Do you require trading in non-HK stocks? 您是否需要开通港股以外的其他股票交易? □ Yes 是 □ No 否Please specify 请述明:□ Shanghai-Hong Kong Stock Connect 沪 港 通 □Shenzhen-Hong Kong Stock Connect 深 港 通□ Global shares 环 球 股 票 □ Bonds 债 券 □ Funds 基 金□ Structured product 结构性产品(Applicable to Professional Investors only 只适用于专业投资者) I. Personal Particulars 個人資料 Primary Account Holder 主要账户持有人 Secondary Account Holder 第二账户持有人 English Name (Mr./Mrs./Ms.)英文姓名 English Name (Mr./Mrs./Ms.)英文姓名 Chinese Name中文姓名 (先生/太太/小姐) Chinese Name中文姓名 (先生/太太/小姐) Date of Birth (dd/mm/yy)出生日期 (日/月/年) Date of Birth (dd/mm/yy)出生日期(日/月/年) I.D. Card/ Passport No.身份证号码 / 护照号码 I.D. Card/ Passport No.身份证号码 / 护照号码 Nationality 国 籍 Nationality 国 籍 Relationship with Secondary Account Holder (where applicable)与第二帐戸持有人之关系(如适用) Occupation 职 业 Position 职 位 Occupation 职 业 Posi

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Client Information Form (Corporate Account) & Agreement and Schedules
Client Opening Form • October 25th, 2017

Application for Securities trading 申请证券交易帐户为Cash Account 現金账户* Online & Mobile Phone Trading Account 网上及手机交易帐户Margin Account 保证金账户* Do you require trading in non-HK stocks? 您是否需要开通港股以外的其他股票交易? □ Yes 是 □ No 否Please specify 请述明:□ Shanghai-Hong Kong Stock Connect 沪 港 通 □Shenzhen-Hong Kong Stock Connect 深 港 通□ Global shares 全 球 股 票 □ Bonds 债 券 □ Funds 基 金□ Structured product 结构性产品(Applicable to Professional Investors only 只适用于专业投资者) I. Particulars of Client 客戶資料 Company Name (English)公司名称(英文) Company Name (Chinese) 公司名称(中文) Registered Address 注册地址 Business Address 商业地址 Place of Incorporation注册地点 Date of Incorporation注册日期 Certificate of Incorporation No. 公司注册号码 Business Registration Certificate No.商业登记证号码 Nature of Business 业务性质 Nature of Entity 实体性质□ Listed Company □ Unlisted Company上 市 公 司 非 上 市 公 司□ Partnership □ Other合 伙 经 营 其 他 Tel. No.电话号码 Fax No. 图文传真 Email Address 电邮地址 Communication Method (for Statements and Notice) 通讯方式(用作发送结单及通知)^ □ Email 电邮地址 □ Registered Address 邮寄至注册地址 □ Busin

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