CAPNIA, INC. WARRANT TO PURCHASE SHARES Dated as of April 28, 2014 Void after the date specified in Section 8Warrant Agreement • June 10th, 2014 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledJune 10th, 2014 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, , or its registered assigns (the “Holder”), is entitled, subject to the provisions and upon the terms and conditions set forth herein, to purchase from Capnia, Inc., a Delaware corporation (the “Company”), Shares (as defined below), in the amounts, at such times and at the price per share set forth in Section 1. The term “Warrant” as used herein shall include this Warrant and any warrants delivered in substitution or exchange therefor as provided herein. This Warrant is issued in connection with the transactions described in the Convertible Note and Warrant Purchase Agreement, dated as of April 28, 2014, by and among the Company and the Investors described therein (the “2014 Purchase Agreement”). This Warrant is one of the “Warrants” issued pursuant to the 2014 Purchase Agreement. Capitalized terms not otherwise defined herein shall have the meaning ascribed to such terms in the 2014 Purchase Agreement and/or the form of convertible promissory n
CAPNIA, INC. WARRANT TO PURCHASE SHARES Dated as of , Void after the date specified in Section 8Warrant Agreement • June 10th, 2014 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledJune 10th, 2014 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, , or its registered assigns (the “Holder”), is entitled, subject to the provisions and upon the terms and conditions set forth herein, to purchase from Capnia, Inc., a Delaware corporation (the “Company”), Shares (as defined below), in the amounts, at such times and at the price per share set forth in Section 1. The term “Warrant” as used herein shall include this Warrant and any warrants delivered in substitution or exchange therefor as provided herein. This Warrant is issued in connection with the transactions described in the Convertible Note and Warrant Purchase Agreement, dated as of February 10, 2010, by and among the Company and the purchasers described therein (the “Purchase Agreement”). This Warrant is one of the “Warrants” issued pursuant to the Purchase Agreement. Capitalized terms not otherwise defined herein shall have the meaning set forth in the Purchase Agreement and/or the form of convertible promissory note attached as Exhibit
CAPNIA, INC. WARRANT TO PURCHASE SHARES Dated as of «Date» Void after the date specified in Section 8Warrant Agreement • May 8th, 2014 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • California
Contract Type FiledMay 8th, 2014 Company Industry JurisdictionTHIS CERTIFIES THAT, for value received, «Holder», or its registered assigns (the “Holder”), is entitled, subject to the provisions and upon the terms and conditions set forth herein, to purchase from Capnia, Inc., a Delaware corporation (the “Company”), Shares (as defined below), in the amounts, at such times and at the price per share set forth in Section 1. The term “Warrant” as used herein shall include this Warrant and any warrants delivered in substitution or exchange therefor as provided herein. This Warrant is issued in connection with the transactions described in the Convertible Note and Warrant Purchase Agreement, dated as of January 17, 2012, by and among the Company and the Investors described therein (the “2012 Purchase Agreement”). This Warrant is one of the “Warrants” issued pursuant to the 2012 Purchase Agreement. Capitalized terms not otherwise defined herein shall have the respective meanings ascribed to such terms in the 2012 Purchase Agreement and/or the form of co