SULPHCO, INC. WARRANTSecurities Agreement • January 7th, 2008 • Sulphco Inc • Oil & gas field services, nec • New York
Contract Type FiledJanuary 7th, 2008 Company Industry JurisdictionSulphCo, Inc., a Nevada corporation (the “Company”), hereby certifies that, for value received, _____________ or his registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of ________1 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $7.00 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the third anniversary of the date hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Amendment No. 2 to Securities Purchase Agreements and Warrants, dated as of November 28, 2007, by and among the Company and the Purchasers identified therein (the “Amendment”). A
CARRINGTON LABORATORIES, INC. SERIES D-3 WARRANTSecurities Agreement • August 28th, 2007 • Carrington Laboratories Inc /Tx/ • Perfumes, cosmetics & other toilet preparations • New York
Contract Type FiledAugust 28th, 2007 Company Industry JurisdictionCarrington Laboratories, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, ____________________ or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of ____________________ shares of common stock, $0.01 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to $0.80 per share (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after October 26, 2007 and through and including the date that is seven years after the Effective Date of the initial Registration Statement filed pursuant to the Securities Purchase Agreement (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar Warrants issued pursuant to that certain Securities Purchase Agreement, dated as of
CARRINGTON LABORATORIES, INC. AMENDED AND RESTATED SERIES D2 WARRANTSecurities Agreement • August 28th, 2007 • Carrington Laboratories Inc /Tx/ • Perfumes, cosmetics & other toilet preparations • New York
Contract Type FiledAugust 28th, 2007 Company Industry JurisdictionCarrington Laboratories, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, ____________________ or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of ____________________ shares of common stock, $0.01 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to $0.80 per share (the "Exercise Price"), at any time and from time to time from and after October 26, 2007 and through and including the earlier to occur of (i) the date that is seven years after the Effective Date of the initial Registration Statement filed pursuant to the Securities Purchase Agreement and (ii) September 30, 2007 if the Second Closing has not occurred by such date, unless the Second Closing has not occurred by such date due to (w) breach by the Company of any material term of any Transaction Document, which breach continues uncu
CARRINGTON LABORATORIES, INC. SERIES E2 WARRANTSecurities Agreement • August 28th, 2007 • Carrington Laboratories Inc /Tx/ • Perfumes, cosmetics & other toilet preparations • New York
Contract Type FiledAugust 28th, 2007 Company Industry JurisdictionCarrington Laboratories, Inc., a Texas corporation (the "Company"), hereby certifies that, for value received, ____________________ or its registered assigns (the "Holder"), is entitled to purchase from the Company up to a total of ____________________ shares of common stock, $0.01 par value per share (the "Common Stock"), of the Company (each such share, a "Warrant Share" and all such shares, the "Warrant Shares") at an exercise price equal to $0.80 per share (as adjusted from time to time as provided in Section 9, the "Exercise Price"), at any time and from time to time from and after October 26, 2007 and through and including the date that is seven years after the Effective Date of the initial Registration Statement filed pursuant to the Securities Purchase Agreement (the "Expiration Date"), and subject to the following terms and conditions. This Warrant (this "Warrant") is one of a series of similar Warrants issued pursuant to that certain Securities Purchase Agreement, dated as of
WARRANT CSecurities Agreement • July 18th, 2007 • Satcon Technology Corp • Semiconductors & related devices • New York
Contract Type FiledJuly 18th, 2007 Company Industry JurisdictionSatCon Technology Corporation, a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ] shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.815 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the six month anniversary of date of issuance hereof and through and including the date that is seven years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of July 19, 2006, by and among the Company and the Purchasers ide
EXHIBIT BSecurities Agreement • January 8th, 2007 • American Basketball Association, Inc. • Blank checks • New York
Contract Type FiledJanuary 8th, 2007 Company Industry JurisdictionAmerican Basketball Association, Inc., an Indiana corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ] shares of common stock, no par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.20 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Initial Exercise Date”) and through and including the third anniversary of the date hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “
GLOBAL ePOINT, INC. WARRANT BSecurities Agreement • May 25th, 2006 • Global Epoint Inc • Refrigeration & service industry machinery
Contract Type FiledMay 25th, 2006 Company IndustryGlobal ePoint, Inc., a Nevada corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to an amount of shares of common stock, $0.03 par value per share of the Company (the “Common Stock”) equal to (a) $ ,1 divided by the (b) lowest of (i) $2.76 (as adjusted for stock splits, stock dividends, stock combinations and other similar events), (ii) the Closing Price on the Trading Day prior to the Effective Date, (iii) the Closing Price on the Trading Day prior to the day shareholder approval is obtained pursuant to Section 17(b) of the Series E Certificate of Designations, or (iv) if the registration statement is not declared effective, the Trading Day prior to the day any shares of Common Stock issuable pursuant to this Warrant B can be sold under Rule 144 (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $0.01 per
BEACON POWER CORPORATION WARRANTSecurities Agreement • November 7th, 2005 • Beacon Power Corp • Electric services
Contract Type FiledNovember 7th, 2005 Company IndustryBeacon Power Corporation, a Delaware corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ] shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $2.21 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date six months and one day after the Closing Date (the “Initial Exercise Date”) and through and including the fifth anniversary of the Initial Exercise Date (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and t
GLOBAL ePOINT, INC. FORM OF WARRANTSecurities Agreement • December 23rd, 2004 • Global Epoint Inc • Refrigeration & service industry machinery
Contract Type FiledDecember 23rd, 2004 Company IndustryGlobal ePoint, Inc., a Nevada corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ] shares of common stock, $0.03 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $6.91 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof and through and including the third anniversary of the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). All such warr
WELLS-GARDNER ELECTRONICS CORPORATION WARRANTSecurities Agreement • September 27th, 2004 • Wells Gardner Electronics Corp • Radio & tv broadcasting & communications equipment
Contract Type FiledSeptember 27th, 2004 Company IndustryWells-Gardner Electronics Corporation, an Illinois corporation (the “Company”), hereby certifies that, for value received, [Name of Holder] or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of [ ](1) shares of common stock, $1 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $6.24 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the six month anniversary of the date hereof and through and including March 20, 2010 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is one of a series of similar warrants issued pursuant to that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreement”). A
Warrant No. G-21 Dated: March 1, 2004Securities Agreement • May 17th, 2004 • Neurobiological Technologies Inc /Ca/ • Biological products, (no disgnostic substances)
Contract Type FiledMay 17th, 2004 Company IndustryNeurobiological Technologies, Inc., a Delaware corporation (the “Company”), hereby certifies that, for value received, Merriman Curhan Ford & Co. or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 23,280 shares of common stock, $0.001 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $8.08 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from the date hereof and through and including the date that is three years from the date of issuance hereof (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is issued concurrently with the closing under that certain Securities Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers identified therein (the “Purchase Agreemen