Common Contracts
7 similar Participating Dealer Agreement contracts by Triton Pacific Investment Corporation, Inc., Prospect Flexible Income Fund, Inc., TP Flexible Income Fund, Inc.
Prospect Flexible Income Fund, Inc., Los Angeles, California 90045 Re: Dealer Manager Agreement Ladies and Gentlemen:Participating Dealer Agreement • August 6th, 2020 • Prospect Flexible Income Fund, Inc. • California
Prospect Flexible Income Fund, Inc., a Maryland corporation (formerly known as TP Flexible Income Fund, Inc.) (the “Company”), has registered for public sale (the “Offering”) shares of its Class A common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Participating Dealers”). The Offered Shares will be sold at the initial offering prices, which may be subject to change, as more fully described in its registration statement on Form N-2 filed by the Company with the Securities and Exchange Commission (the “Commission”) (currently File No. 333-230251 and including any subsequent registration statement to the extent that it continues the Offering) (as may be amended or supplemented from time to time, the “Registration Statement”), which includes the Company’s prospectus, as amended o
TP Flexible Income Fund, Inc., Los Angeles, California 90045 Re: Dealer Manager Agreement Ladies and Gentlemen:Participating Dealer Agreement • September 25th, 2019 • TP Flexible Income Fund, Inc. • New York
TP Flexible Income Fund, Inc., a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) shares of its Class A common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Participating Dealers”). The Offered Shares will be sold at the initial offering prices, which may be subject to change, as more fully described in its registration statement on Form N-2 filed by the Company with the Securities and Exchange Commission (the “Commission”) (currently File No. 333-230251 and including any subsequent registration statement to the extent that it continues the Offering) (as may be amended or supplemented from time to time, the “Registration Statement”), which includes the Company’s prospectus, as amended or supplemented from time to time. Terms not otherwise de
Triton Pacific Investment Corporation, Inc. 10877 Wilshire Blvd., 12th Floor Los Angeles, California 90024 Re: Dealer Manager Agreement Ladies and Gentlemen:Participating Dealer Agreement • April 3rd, 2017 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of July 27, 2012 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company has also entered into an administration agreement (the “Administration Agreement”) with TFA Associates, LLC, an affiliate of the Advisor, and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
Triton Pacific Investment Corporation, Inc. 10877 Wilshire Blvd., 12th Floor Los Angeles, California 90024 Re: Dealer Manager Agreement Ladies and Gentlemen:Participating Dealer Agreement • March 3rd, 2016 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of July 27, 2012 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company has also entered into an administration agreement (the “Administration Agreement”) with TFA Associates, LLC, an affiliate of the Advisor, and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
June 21, 2013Participating Dealer Agreement • July 8th, 2013 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of July 27, 2012 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company will also enter into an administration agreement (the “Administration Agreement”) with an affiliate of the Advisor and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
July 27, 2012Participating Dealer Agreement • August 20th, 2012 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of July 27, 2012 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company will also enter into an administration agreement (the “Administration Agreement”) with an affiliate of the Advisor and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
June __, 2011Participating Dealer Agreement • August 29th, 2011 • Triton Pacific Investment Corporation, Inc. • California
The Company has entered into an investment adviser agreement, dated as of _________, 2011 (the “Investment Adviser Agreement”), with Triton Pacific Adviser, LLC, a Delaware limited liability company registered as an investment adviser (the “Adviser”), under the Investment Advisers Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Advisers Act”). The Company will also enter into an administration agreement (the “Administration Agreement”) with an affiliate of the Advisor and has entered into a licensing agreement with Triton Pacific Group, Inc. allowing the company to use the name Triton Pacific, its brand and certain “marks” (trademarks and or service marks) as well as other proprietary property (the “Licensing Agreement”).
