QUMU CORPORATION AMENDED AND RESTATED WARRANTQumu Corp • March 2nd, 2018 • Services-prepackaged software • New York
Company FiledMarch 2nd, 2018 Industry JurisdictionQUMU CORPORATION, a Minnesota corporation (the “Company”), hereby certifies that, for value received, ESW Holdings, Inc. or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 925,000 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.96 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date set forth above (the “Issuance Date”) and through and including January 12, 2028 (the “Expiration Date”), and subject to the following terms and conditions. This Amended and Restated Warrant (this “Warrant”) is an amendment and restatement of and supersedes in its entirety effective as of February 28, 2018 that certain Warrant No. 2 dated January
QUMU CORPORATION WARRANTQumu Corp • January 16th, 2018 • Services-prepackaged software • New York
Company FiledJanuary 16th, 2018 Industry JurisdictionQUMU CORPORATION, a Minnesota corporation (the “Company”), hereby certifies that, for value received, ESW Holdings, Inc. or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 925,000 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $1.96 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including January 12, 2028 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 12.1.20 of that certain Term Loan Credit Agreement, dated as of January 12, 2018 (the “Credit Agreement”), by and among the Company, a
NUMEREX CORP. WARRANTNumerex Corp /Pa/ • August 8th, 2017 • Communications equipment, nec
Company FiledAugust 8th, 2017 IndustryNUMEREX CORP, a Pennsylvania corporation (the “Company”), hereby certifies that, for value received, HCP-FVF, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 895,944 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, no par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $4.14 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including June 7, 2027 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 3.6 of that certain Note Purchase Agreement, dated as of the date hereof (as amended, amended and restated, supplemented, or otherwise modified from
QUMU CORPORATION WARRANTQumu Corp • October 25th, 2016 • Services-prepackaged software • Minnesota
Company FiledOctober 25th, 2016 Industry JurisdictionQUMU CORPORATION, a Minnesota corporation (the “Company”), hereby certifies that, for value received, HCP-FVD, LLC or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of 314,286 (subject to adjustment as provided herein) fully paid and non-assessable shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company (each such share, a “Warrant Share” and all such shares, the “Warrant Shares”) at an exercise price equal to $2.80 per share (as adjusted from time to time as provided in Section 9, the “Exercise Price”), at any time and from time to time from and after the date hereof (the “Issuance Date”) and through and including October 21, 2026 (the “Expiration Date”), and subject to the following terms and conditions. This Warrant (this “Warrant”) is being issued pursuant to Section 12.1.20 of that certain Term Loan Credit Agreement, dated as of October 21, 2016 (the “Credit Agreement”), by and among the Company, as borr