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Contract Type FiledAugust 2nd, 2021 Company Jurisdiction
OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • June 4th, 2020 • Oxford Lane Capital Corp. • New York
Contract Type FiledJune 4th, 2020 Company Jurisdiction
OXFORD SQUARE CAPITAL CORP. Common Stock, par value $0.01 per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 1st, 2019 • Oxford Square Capital Corp. • New York
Contract Type FiledAugust 1st, 2019 Company Jurisdiction
OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share AMENDED AND RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 10th, 2018 • Oxford Lane Capital Corp. • New York
Contract Type FiledAugust 10th, 2018 Company Jurisdiction
SARATOGA INVESTMENT CORP. (a Maryland corporation) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 16th, 2017 • Saratoga Investment Corp. • New York
Contract Type FiledMarch 16th, 2017 Company Jurisdiction
OXFORD LANE CAPITAL CORP. Series 2023 Preferred Stock, $0.01 par value per share Series 2024 Preferred Stock, $0.01 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 14th, 2017 • Oxford Lane Capital Corp. • New York
Contract Type FiledMarch 14th, 2017 Company Jurisdiction
FORM OF EQUITY DISTRIBUTION AGREEMENT] OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 7th, 2016 • Oxford Lane Capital Corp. • New York
Contract Type FiledMarch 7th, 2016 Company Jurisdiction
THE HERZFELD CARIBBEAN BASIN FUND, INC. Common Stock, $0.001 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • September 10th, 2015 • Herzfeld Caribbean Basin Fund Inc • New York
Contract Type FiledSeptember 10th, 2015 Company Jurisdiction
FORM OF EQUITY DISTRIBUTION AGREEMENT] OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 15th, 2014 • Oxford Lane Capital Corp. • New York
Contract Type FiledAugust 15th, 2014 Company Jurisdiction
FORM OF EQUITY DISTRIBUTION AGREEMENT] OXFORD LANE CAPITAL CORP. Common Stock, $.01 par value per share EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 28th, 2013 • Oxford Lane Capital Corp. • New York
Contract Type FiledAugust 28th, 2013 Company Jurisdiction